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Bakkt Inc
BKKT

Name Holding Trade Value Shares
Change 		Change in
Stake
ECP
1
Empyrean Capital Partners
California
$12.2M +$12M +48,343 New
CCP
2
Corbin Capital Partners
New York
$10.1M +$9.96M +40,000 New
Millennium Management
3
Millennium Management
New York
$8.06M +$7.97M +32,000 New
Citadel Advisors
4
Citadel Advisors
Florida
$5.08M +$5.03M +20,189 New
CCA
5
Castle Creek Arbitrage
Colorado
$4.54M +$4.48M +18,000 New
RCM
6
Radcliffe Capital Management
Pennsylvania
$4.36M +$4.31M +17,312 New
BI
7
Bulldog Investors
New Jersey
$3.53M +$3.49M +14,009 New
CCM
8
Context Capital Management
California
$3.33M +$3.29M +13,208 New
PC
9
Periscope Capital
Ontario, Canada
$2.52M +$2.49M +10,000 New
WAM
10
Weiss Asset Management
Massachusetts
$2.35M +$2.33M +9,341 New
SC
11
Sculptor Capital
New York
$1.76M +$1.74M +7,000 New
AC
12
Aristeia Capital
Connecticut
$1.51M +$1.49M +6,000 New
AA
13
AQR Arbitrage
Connecticut
$1.25M +$1.24M +4,989 New
TCM
14
Tenor Capital Management
New York
$1.01M +$996K +4,000 New
Hudson Bay Capital Management
15
Hudson Bay Capital Management
Connecticut
$1.01M +$996K +4,000 New
WRBC
16
W.R. Berkley Corp
Connecticut
$1M +$990K +3,976 New
RCM
17
Rivernorth Capital Management
Florida
$504K +$498K +2,000 New
WAM
18
Wolverine Asset Management
Illinois
$483K +$478K +1,918 New
BCM
19
Basso Capital Management
Connecticut
$394K +$390K +1,565 New
COPPSERS
20
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$340K +$336K +1,350 New
EC
21
EJF Capital
Virginia
$175K +$173K +695 New
WAM
22
Warberg Asset Management
Illinois
$145K +$143K +576 New
CAPTRUST Financial Advisors
23
CAPTRUST Financial Advisors
North Carolina
$61K +$60.2K +242 New
SGAM
24
Seaport Global Asset Management
New York
$20K +$19.9K +80 New