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BioVie Inc Warrant

Name Holding Trade Value Shares
Change
Change in
Stake
DC
1
Diametric Capital
Massachusetts
$345K +$305K +750,000 New
PCM
2
Prelude Capital Management
New York
$132K +$119K +293,436 New
WAM
3
Warberg Asset Management
Illinois
$125K +$115K +281,483 New
MA
4
MYDA Advisors
New York
$76.3K +$71.2K +175,000 New
HCM
5
Heights Capital Management
California
$41.4K +$36.6K +90,000 New
Cerity Partners
6
Cerity Partners
New York
$8.28K +$8.18K +20,101 New
TSS
7
Two Sigma Securities
New York
$5.65K +$5.58K +13,710 New
UBS Group
8
UBS Group
Switzerland
$412 +$407 +1,000 New