|
1
|
Infrastructure Capital Advisors
New York
|
$10.9M
|
+$2.74M
|
+187,390
|
+39%
|
|
|
2
|
Zazove Associates
Incline Village,
Nevada
|
$5.21M
|
+$295K
|
+20,164
|
+7%
|
|
|
3
|
LDR Capital Management
New York
|
$2.36M
|
-$29
|
-2
|
-0%
|
|
|
4
|
Nexpoint Asset Management
Dallas,
Texas
|
–
|
-$14.1M
|
-1,173,758
|
Closed
|
|
|
5
|
|
–
|
-$4.56M
|
-378,267
|
Closed
|
|
|
6
|
|
–
|
-$3.41M
|
-276,663
|
Closed
|
|
|
7
|
Fidelity Investments
Boston,
Massachusetts
|
–
|
-$1.44M
|
-119,674
|
Closed
|
|
|
8
|
PenderFund Capital Management
Vancouver,
British Columbia, Canada
|
–
|
-$1.6M
|
-101,720
|
Closed
|
|
|
9
|
LPL Financial
San Diego,
California
|
–
|
-$494K
|
-41,023
|
Closed
|
|
|
10
|
Hilltop Holdings
Dallas,
Texas
|
–
|
-$396K
|
-32,826
|
Closed
|
|
|
11
|
RMR Advisors
Newton,
Massachusetts
|
–
|
-$301K
|
-25,000
|
Closed
|
|
|
12
|
Independent Financial Group
San Diego,
California
|
–
|
-$265K
|
-22,000
|
Closed
|
|
|
13
|
TCW Group
Los Angeles,
California
|
–
|
-$187K
|
-15,500
|
Closed
|
|
|
14
|
Clear Harbor Asset Management
Stamford,
Connecticut
|
–
|
-$142K
|
-11,761
|
Closed
|
|
|
15
|
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
–
|
-$136K
|
-11,275
|
Closed
|
|
|
16
|
Advisornet Financial
Minnetonka,
Minnesota
|
–
|
-$55K
|
-4,600
|
Closed
|
|
|
17
|
UBS Group
Zurich,
Switzerland
|
–
|
-$15K
|
-1,250
|
Closed
|
|
|
18
|
Bank of America
Charlotte,
North Carolina
|
–
|
-$13K
|
-1,071
|
Closed
|
|
|
19
|
|
–
|
-$10K
|
-881
|
Closed
|
|
