|
1
|
|
$15.1M
|
+$485K
|
+49,250
|
+3%
|
|
|
2
|
UBS Group
Zurich,
Switzerland
|
$5.12M
|
+$888K
|
+90,274
|
+21%
|
|
|
3
|
Bank of America
Charlotte,
North Carolina
|
$4.45M
|
+$1.98M
|
+201,016
|
+79%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$1.7M
|
+$302K
|
+30,651
|
+21%
|
|
|
5
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$1.12M
|
+$1.12M
|
+114,301
|
New
|
|
|
6
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$968K
|
+$863K
|
+87,667
|
+790%
|
|
|
7
|
Mariner Investment Group
Harrison,
New York
|
$746K
|
+$749K
|
+76,123
|
New
|
|
|
8
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$675K
|
+$156K
|
+15,862
|
+30%
|
|
|
9
|
Shaker Financial Services
Arlington,
Virginia
|
$355K
|
+$357K
|
+36,236
|
New
|
|
|
10
|
Bienville Capital Management
New York
|
$247K
|
–
|
–
|
–
|
|
|
11
|
Janney Montgomery Scott
Philadelphia,
Pennsylvania
|
$221K
|
+$222K
|
+22,550
|
New
|
|
|
12
|
|
$176K
|
–
|
–
|
–
|
|
|
13
|
Bank of New York Mellon
New York
|
$133K
|
+$133K
|
+13,542
|
New
|
|
|
14
|
Alpine Global Management
New York
|
$102K
|
+$102K
|
+10,402
|
New
|
|
|
15
|
Steward Partners Investment Advisory
New York
|
$49K
|
+$49.2K
|
+5,000
|
New
|
|
|
16
|
Arcadia Investment Advisors
Eagle,
Idaho
|
$7.15K
|
+$7.18K
|
+730
|
New
|
|
|
17
|
Commerce Bank
Kansas City,
Missouri
|
–
|
-$251K
|
-25,000
|
Closed
|
|
|
18
|
Pointe Capital Management
Grosse Pointe Farms,
Michigan
|
–
|
-$181K
|
-18,000
|
Closed
|
|
|
19
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
–
|
-$136K
|
-13,500
|
Closed
|
|
|
20
|
Penserra Capital Management
Orinda,
California
|
–
|
-$2K
|
-276
|
Closed
|
|
