|
1
|
Regiment Capital Management
Boston,
Massachusetts
|
$25.3M
|
–
|
–
|
–
|
|
|
2
|
Bank of America
Charlotte,
North Carolina
|
$20.2M
|
+$7.28M
|
+402,850
|
+55%
|
|
|
3
|
|
$15.9M
|
+$306K
|
+16,940
|
+2%
|
|
|
4
|
|
$13.8M
|
+$624K
|
+34,512
|
+5%
|
|
|
5
|
|
$12.6M
|
-$117K
|
-6,453
|
-0.9%
|
|
|
6
|
Mariner Investment Group
Harrison,
New York
|
$11.9M
|
+$4.06M
|
+224,493
|
+50%
|
|
|
7
|
Barclays
London,
United Kingdom
|
$10M
|
-$774K
|
-42,774
|
-7%
|
|
|
8
|
Rivernorth Capital Management
West Palm Beach,
Florida
|
$7.69M
|
+$572K
|
+31,657
|
+8%
|
|
|
9
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$7.4M
|
+$2M
|
+110,459
|
+36%
|
|
|
10
|
Oak Hill Advisors
New York
|
$6.67M
|
+$1.5M
|
+82,800
|
+28%
|
|
|
11
|
Wells Fargo
San Francisco,
California
|
$6.5M
|
-$1.94M
|
-107,396
|
-23%
|
|
|
12
|
Parametric Portfolio Associates
Seattle,
Washington
|
$4.75M
|
+$476K
|
+26,329
|
+11%
|
|
|
13
|
1832 Asset Management
Toronto,
Ontario, Canada
|
$3.16M
|
+$57.1K
|
+3,155
|
+2%
|
|
|
14
|
Ameriprise
Minneapolis,
Minnesota
|
$2.28M
|
+$2.32M
|
+128,497
|
New
|
|
|
15
|
Neuberger Berman Group
New York
|
$1.26M
|
+$54.3K
|
+3,000
|
+4%
|
|
|
16
|
Shaker Financial Services
Arlington,
Virginia
|
$1.07M
|
+$1.1M
|
+60,649
|
New
|
|
|
17
|
Dominick & Dominick
New York
|
$907K
|
-$69.2K
|
-3,827
|
-7%
|
|
|
18
|
Saba Capital Management
New York
|
$847K
|
-$447K
|
-24,721
|
-34%
|
|
|
19
|
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
$772K
|
+$36.1K
|
+1,997
|
+5%
|
|
|
20
|
Oppenheimer & Co
New York
|
$704K
|
+$38.8K
|
+2,146
|
+6%
|
|
|
21
|
VSR Financial Services
Overland Park,
Kansas
|
$592K
|
+$396K
|
+21,919
|
+191%
|
|
|
22
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$443K
|
+$452K
|
+25,000
|
New
|
|
|
23
|
Merriman Wealth Management
Seattle,
Washington
|
$348K
|
-$6K
|
-332
|
-2%
|
|
|
24
|
BB&T Securities
Richmond,
Virginia
|
$330K
|
-$458K
|
-25,350
|
-58%
|
|
|
25
|
Raymond James & Associates
St Petersburg,
Florida
|
$319K
|
+$24.8K
|
+1,371
|
+8%
|
|
