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ETRACS MarketVector Business Development Companies Liquid Index ETN due Apr 26 2041

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
1
Ameriprise
Minnesota
$10.6M +$2.25M +173,495 +30%
Rockland Trust
2
Rockland Trust
Massachusetts
$1.08M +$393K +30,299 +65%
Osaic Holdings
3
Osaic Holdings
Arizona
$722K +$606K +46,739 +954%
Concourse Financial Group Securities
4
Concourse Financial Group Securities
Alabama
$716K +$18.4K +1,420 +3%
Regal Investment Advisors
5
Regal Investment Advisors
Michigan
$654K +$607K +46,767 New
Wells Fargo
6
Wells Fargo
California
$495K +$23K +1,774 +5%
Thrivent Financial for Lutherans
7
Thrivent Financial for Lutherans
Minnesota
$397K – – –
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$232K +$215K +16,595 New
Cooper Financial Group
9
Cooper Financial Group
California
$193K +$179K +13,803 New
&Partners
10
&Partners
Tennessee
$164K – – –
Morgan Stanley
11
Morgan Stanley
New York
$9K – – –
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$5K +$4.63K +357 New
Jane Street
13
Jane Street
New York
– -$483K -43,176 Closed
HAP Trading
14
HAP Trading
New York
– -$354K -31,632 Closed