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Baron SMID Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$592K -$21.7K -933 -4%
&Partners
2
&Partners
Tennessee
$592K -$21.7K -933 -4%
Caprock Group
3
Caprock Group
Idaho
$272K – – –
SIS
4
Strategic Investment Solutions
Illinois
$80.9K +$75.5K +3,244 New
Institute for Wealth Management
5
Institute for Wealth Management
Colorado
$7.73K +$7.22K +310 New
1W
6
1776 Wealth
Georgia
– -$223K -10,325 Closed
UBS Group
7
UBS Group
Switzerland
– -$5.91K -274 Closed