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Barings BDC

Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
76
Citigroup
New York
$30K -$1.66M -151,629 -98%
GWM
77
Geneos Wealth Management
Colorado
$27K +$30.6K +2,792 New
CFA
78
Carroll Financial Associates
North Carolina
$21K
FPFS
79
First Personal Financial Services
North Carolina
$20K -$587K -53,543 -96%
AG
80
Advisor Group
Arizona
$12K -$23K -2,100 -64%
AOWM
81
Alpha Omega Wealth Management
Virginia
$12K -$10.9K -997 -46%
JFA
82
JNBA Financial Advisors
Minnesota
$12K +$13K +1,185 New
US Bancorp
83
US Bancorp
Minnesota
$10K -$110K -10,000 -91%
WT
84
Whittier Trust
California
$10K
JC
85
JBF Capital
Colorado
$10K +$11K +1,000 New
SWP
86
Stratos Wealth Partners
Ohio
$10K +$11K +1,000 New
IA
87
IFP Advisors
Florida
$8K +$22 +2 +0.2%
EARNEST Partners
88
EARNEST Partners
Georgia
$5K
HI
89
Hudock Inc
Pennsylvania
$5K +$22 +2 +0.4%
CWA
90
Clarus Wealth Advisors
Arizona
$4K
APA
91
American Portfolios Advisors
New York
$1K
QCIG
92
Quad-Cities Investment Group
Iowa
$1K
PFMOSF
93
Philadelphia Financial Management of San Francisco
California
-$7.74M -673,091 Closed
Deutsche Bank
94
Deutsche Bank
Germany
-$5.06M -439,955 Closed
IP
95
Ironsides Partners
Massachusetts
-$3.45M -300,000 Closed
MWNA
96
Marshall Wace North America
New York
-$1.41M -122,302 Closed
Aberdeen Group
97
Aberdeen Group
United Kingdom
-$805K -70,000 Closed
DTL
98
Dynamic Technology Lab
Singapore
-$798K -69,382 Closed
Commonwealth Equity Services
99
Commonwealth Equity Services
Massachusetts
-$342K -29,782 Closed
CC
100
Caxton Corporation
New Jersey
-$302K -26,286 Closed