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Barings BDC
BBDC

Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$2.13M -$422K -28,023 -16%
TG
27
TCW Group
California
$1.99M -$301K -19,965 -13%
Legal & General Group
28
Legal & General Group
United Kingdom
$1.87M +$5.88K +390 +0.3%
Invesco
29
Invesco
Georgia
$1.87M +$118K +7,832 +6%
GIM
30
Greenwich Investment Management
Connecticut
$1.8M +$26.7K +1,770 +1%
FPFS
31
First Personal Financial Services
North Carolina
$1.7M +$166K +10,983 +10%
CIBC Private Wealth Group
32
CIBC Private Wealth Group
Georgia
$1.69M +$1.79M +118,544 New
SIC
33
Salem Investment Counselors
North Carolina
$1.63M -$72.7K -4,825 -4%
Norges Bank
34
Norges Bank
Norway
$1.51M +$53.1K +3,525 +3%
HPIA
35
Hamilton Point Investment Advisors
North Carolina
$1.38M +$19.4K +1,285 +1%
LPL Financial
36
LPL Financial
California
$1.25M +$99.7K +6,615 +8%
SI
37
Stephens Inc
Arkansas
$1.21M -$4.66K -309 -0.4%
BCM
38
Buckhead Capital Management
Georgia
$1.11M -$807K -53,525 -41%
SM
39
Salzhauer Michael
$1.08M – – –
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$1.07M -$849K -56,329 -43%
Millennium Management
41
Millennium Management
New York
$1.01M +$367K +24,313 +52%
Royal Bank of Canada
42
Royal Bank of Canada
Ontario, Canada
$894K -$146K -9,701 -13%
D.E. Shaw & Co
43
D.E. Shaw & Co
New York
$856K +$903K +59,925 New
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$719K +$506K +33,569 +200%
Bank of Nova Scotia
45
Bank of Nova Scotia
Ontario, Canada
$700K – – –
AAM
46
Advisors Asset Management
Colorado
$656K +$185K +12,291 +37%
AIM
47
Allen Investment Management
New York
$623K -$68.6K -4,552 -9%
Nuveen Fund Advisors
48
Nuveen Fund Advisors
Illinois
$583K -$67.4K -4,470 -10%
LTFS
49
Ladenburg Thalmann Financial Services
Florida
$547K +$216K +14,305 +60%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$480K +$103K +6,864 +26%
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