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Invesco Taxable Municipal Bond ETF

71 hedge funds and large institutions have $249M invested in Invesco Taxable Municipal Bond ETF in 2013 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 17 increasing their positions, 34 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more ownership

Funds ownership: 35.63%35.63% (+0%)

9% less funds holding

Funds holding: 7871 (-7)

27% less capital invested

Capital invested by funds: $340M → $249M (-$90.9M)

43% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 14

50% less repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 34

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
71
Holders Change
-7
Holders Change %
-8.97%
% of All Funds
2.3%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
8
Increased
17
Reduced
34
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$49.5M -$1.62M -59,014 -3%
Bank of America
2
Bank of America
North Carolina
$35.8M -$16.9M -615,338 -32%
PNC Financial Services Group
3
PNC Financial Services Group
Pennsylvania
$20.3M -$3.57M -129,984 -15%
KeyBank National Association
4
KeyBank National Association
Ohio
$13.3M -$5.12M -186,438 -28%
U
5
UBS
Switzerland
$12.4M -$7.23M -263,104 -37%
Wells Fargo
6
Wells Fargo
California
$11.2M -$3.18M -115,883 -22%
B
7
Baird
Wisconsin
$9.07M -$1.86M -67,760 -17%
LG
8
Leuthold Group
Minnesota
$8.99M -$5.05M -183,724 -36%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$8.87M -$233K -8,490 -3%
TIM
10
Tortoise Investment Management
New York
$7.84M +$1.07M +38,888 +16%
LPL Financial
11
LPL Financial
California
$6.97M -$3.39M -123,204 -33%
ECM
12
Evergreen Capital Management
Washington
$5.9M +$1.76M +64,014 +42%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$5.58M +$5.03M +183,004 +845%
NC
14
NewSquare Capital
Pennsylvania
$5.2M -$206K -7,499 -4%
CS
15
Credit Suisse
Switzerland
$4.77M +$622K +22,643 +15%
BSB
16
Bangor Savings Bank
Maine
$4.14M +$113K +4,123 +3%
KAM
17
Keeley Asset Management
Illinois
$3.42M +$412K +15,000 +14%
Citigroup
18
Citigroup
New York
$2.74M +$2.7M +98,131 +4,040%
Natixis Advisors
19
Natixis Advisors
Massachusetts
$2.37M -$69.9K -2,544 -3%
BA
20
Boston Advisors
Massachusetts
$2M -$143K -5,198 -7%
Invesco
21
Invesco
Georgia
$1.97M -$34.7K -1,262 -2%
MWAM
22
Mariner Wealth Advisors (Madison)
Kansas
$1.75M +$189K +6,871 +12%
RJA
23
Raymond James & Associates
Florida
$1.74M -$2.24M -81,467 -56%
SCG
24
Strategic Capital Group
Washington
$1.73M +$1.74M +63,234 New
GAM
25
Gould Asset Management
California
$1.43M +$571K +20,790 +66%

BAB Hedge Fund Activity: Q3 2013 in Review

71 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco Taxable Municipal Bond ETF (BAB) for Q3 2013, worth a combined $249M — down 27% from $340M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of BAB and 8 opened new positions — a net loss of 6 holders — while 34 trimmed existing stakes and 17 added.

The largest buyer was Susquehanna International Group, adding an estimated $5.03M. The largest seller was Karpus Investment Management, exiting entirely with an estimated $19.4M sold.

  • 71 institutional investors held Invesco Taxable Municipal Bond ETF (BAB) as of Q3 2013, down from 78 in Q2 2013.
  • Funds reported $249M of Invesco Taxable Municipal Bond ETF stock for Q3 2013, down 27% quarter-over-quarter.
  • 8 funds opened new Invesco Taxable Municipal Bond ETF positions in Q3 2013 and 14 closed out, a net change of -6 holders.
  • The largest Invesco Taxable Municipal Bond ETF buyer in Q3 2013 was Susquehanna International Group, an estimated $5.03M added.
  • The largest Invesco Taxable Municipal Bond ETF seller in Q3 2013 was Karpus Investment Management, an estimated $19.4M sold.

Based on aggregated 13F filings for Q3 2013.