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AXT Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
101
Creative Planning
Kansas
– -$126K -52,448 Closed
Jacobs Levy Equity Management
102
Jacobs Levy Equity Management
New Jersey
– -$104K -43,359 Closed
Nomura Holdings
103
Nomura Holdings
Japan
– -$96K -40,000 Closed
PCM
104
Prelude Capital Management
New York
– -$64K -26,658 Closed
Brown Advisory
105
Brown Advisory
Maryland
– -$50.3K -20,959 Closed
Bank of New York Mellon
106
Bank of New York Mellon
New York
– -$45.2K -18,843 Closed
BCM
107
Brookstone Capital Management
Illinois
– -$36.9K -15,358 Closed
VF
108
Virtu Financial
New York
– -$37K -15,348 Closed
AWM
109
AE Wealth Management
Kansas
– -$34.7K -13,462 Closed
CSS
110
Cubist Systematic Strategies
Connecticut
– -$25K -10,406 Closed
Fidelity Investments
111
Fidelity Investments
Massachusetts
– -$13.1K -5,455 Closed
Group One Trading
112
Group One Trading
Illinois
– -$6.36K -1,872 Closed
SNB
113
Security National Bank
Nebraska
– -$576 -240 Closed
CPA
114
Clear Point Advisors
New York
– -$307 -128 Closed