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AXT Inc

Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$4.4M +$1.78M +184,309 +217%
SSA
27
Schonfeld Strategic Advisors
New York
$4.08M +$2.41M +249,820 New
State Street
28
State Street
Massachusetts
$4.08M +$628K +65,045 +35%
BFM
29
Boothbay Fund Management
New York
$3.62M +$2.14M +221,293 New
Millennium Management
30
Millennium Management
New York
$3.36M +$1.69M +175,158 +577%
Marshall Wace
31
Marshall Wace
United Kingdom
$3.14M +$1.85M +192,050 New
BNP Paribas Financial Markets
32
BNP Paribas Financial Markets
France
$3.13M +$1.85M +191,652 +273,789%
Dimensional Fund Advisors
33
Dimensional Fund Advisors
Texas
$3.07M +$1.5M +155,424 +482%
Raymond James Financial
34
Raymond James Financial
Florida
$2.96M +$1.75M +180,764 New
CIAM
35
Caitong International Asset Management
Hong Kong
$2.94M +$1.74M +179,725 New
Lazard Asset Management
36
Lazard Asset Management
New York
$2.66M +$1.57M +162,530 New
VCM
37
Voleon Capital Management
California
$1.98M +$1.17M +121,225 New
DACS
38
Dymon Asia Capital (Singapore)
Singapore
$1.96M +$1.16M +119,623 New
EI
39
EAM Investors
California
$1.89M +$1.12M +115,574 New
UBS Group
40
UBS Group
Switzerland
$1.63M +$164K +16,983 +21%
BCM
41
Bridgeway Capital Management
Texas
$1.53M
Northern Trust
42
Northern Trust
Illinois
$1.52M +$53.5K +5,544 +6%
Walleye Capital
43
Walleye Capital
New York
$1.49M +$880K +91,074 New
KWS
44
Keystone Wealth Services
California
$1.47M -$35.1K -3,637 -4%
Simplex Trading
45
Simplex Trading
Illinois
$1.43M +$593K +61,383 +233%
Renaissance Technologies
46
Renaissance Technologies
New York
$1.42M +$341K +35,300 +69%
Barclays
47
Barclays
United Kingdom
$1.42M +$836K +86,582 New
ACM
48
Arosa Capital Management
Florida
$1.31M +$773K +80,000 New
GCP
49
GSA Capital Partners
United Kingdom
$1.28M -$1.36M -140,418 -64%
6CM
50
683 Capital Management
New York
$1.23M +$724K +75,000 New