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Axsome Therapeutics
AXSM

Name Holding Trade Value Shares
Change 		Change in
Stake
Squarepoint
201
Squarepoint
New York
– -$3.44M -44,616 Closed
Qube Research & Technologies (QRT)
202
Qube Research & Technologies (QRT)
United Kingdom
– -$1.83M -23,786 Closed
EGI
203
EAM Global Investors
California
– -$1.64M -21,288 Closed
Capital Fund Management (CFM)
204
Capital Fund Management (CFM)
France
– -$1.49M -19,283 Closed
EI
205
EAM Investors
California
– -$1.12M -14,458 Closed
DC
206
Davenport & Co
Virginia
– -$1.09M -14,200 Closed
SM
207
SG3 Management
Puerto Rico
– -$926K -12,000 Closed
CAM
208
Connacht Asset Management
New York
– -$908K -11,773 Closed
ECM
209
Endurant Capital Management
California
– -$869K -11,264 Closed
CL
210
CSS LLC
Illinois
– -$819K -10,613 Closed
SCM
211
Silverarc Capital Management
Massachusetts
– -$771K -10,000 Closed
WFA
212
WMG Financial Advisors
Tennessee
– -$760K -9,850 Closed
Commonwealth Equity Services
213
Commonwealth Equity Services
Massachusetts
– -$742K -9,624 Closed
CSS
214
Cubist Systematic Strategies
Connecticut
– -$604K -9,199 Closed
KI
215
Kula Investments
Illinois
– -$524K -6,800 Closed
DTL
216
Dynamic Technology Lab
Singapore
– -$448K -5,802 Closed
CM
217
Caption Management
Oklahoma
– -$302K -4,600 Closed
Wolverine Trading
218
Wolverine Trading
Illinois
– -$258K -3,920 Closed
SCA
219
Sassicaia Capital Advisers
New York
– -$278K -3,600 Closed
IB
220
Intrust Bank
Kansas
– -$267K -3,460 Closed
KFS
221
Kaizen Financial Strategies
California
– -$232K -3,450 Closed
FRM
222
Fox Run Management
Connecticut
– -$263K -3,416 Closed
BRWA
223
B. Riley Wealth Advisors
Florida
– -$259K -3,361 Closed
HighTower Advisors
224
HighTower Advisors
Illinois
– -$256K -3,328 Closed
MFS
225
Mirabella Financial Services
United Kingdom
– -$255K -3,311 Closed
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