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Aware
AWRE

40 hedge funds and large institutions have $27.9M invested in Aware in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

44% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 9

39% more capital invested

Capital invested by funds: $20.1M → $27.9M (+$7.8M)

14% more funds holding

Funds holding: 35 → 40 (+5)

99% less call options, than puts

Call options by funds: $2K | Put options by funds: $144K

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
9
Closed
4
Calls
$2K
Puts
$144K
Net Calls
-$142K
Net Calls Change
-$131K

Top Buyers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
+$3.08M
2
CCP
Centaur Capital Partners
Texas
+$632K
3
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
+$324K
4
BIT
BlackRock Institutional Trust
California
+$279K
5
PAIM
Punch & Associates Investment Management
Minnesota
+$143K

Top Sellers

Rank Fund Capital Flow
1
PG
PEAK6 Group
Illinois
-$159K
2
Goldman Sachs
Goldman Sachs
New York
-$73K
3
Deutsche Bank
Deutsche Bank
Germany
-$60.7K
4
Two Sigma Advisers
Two Sigma Advisers
New York
-$53.4K
5
Two Sigma Investments
Two Sigma Investments
New York
-$40.3K
Name Holding Trade Value Shares
Change 		Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$34K +$19.7K +3,500 +175%
Morgan Stanley
27
Morgan Stanley
New York
$20K +$18.8K +3,338 New
Group One Trading
28
Group One Trading
Illinois
$19K +$17.4K +3,100 New
BA
29
BlackRock Advisors
Delaware
$16K +$3.5K +624 +31%
TRCT
30
Tower Research Capital (TRC)
New York
$16K +$6.68K +1,190 +85%
NFA
31
Nationwide Fund Advisors
Ohio
$12K – – –
AIG
32
American International Group
New York
$7.64K – – –
U
33
UBS
Switzerland
$7K -$7.04K -1,254 -51%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$6K – – –
TDC
35
Thompson Davis & Co
Virginia
$5K +$5.06K +900 New
DA
36
Denali Advisors
California
$4K +$3.66K +651 New
Citigroup
37
Citigroup
New York
$1K -$118 -21 -14%
Creative Planning
38
Creative Planning
Kansas
$1K – – –
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$1K – – –
Goldman Sachs
40
Goldman Sachs
New York
– -$73K -13,444 Closed
Deutsche Bank
41
Deutsche Bank
Germany
– -$60.7K -10,800 -100%
FA
42
Financial Advantage
Maryland
– -$8K -1,500 Closed
MIM
43
Macroview Investment Management
Maryland
– -$5K -1,000 Closed
Manulife (Manufacturers Life Insurance)
44
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$1 -173 Closed
1
2

AWRE Hedge Fund Activity: Q4 2013 in Review

40 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Aware (AWRE) for Q4 2013, worth a combined $27.9M — up 39% from $20.1M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new AWRE positions and 4 closed out — a net gain of 5 holders — while 13 added to existing stakes and 9 trimmed.

The largest buyer was Ariel Investments, opening a new position worth an estimated $3.08M. The largest seller was PEAK6 Group, cutting an estimated $159K.

  • 40 institutional investors held Aware (AWRE) as of Q4 2013, up from 35 in Q3 2013.
  • Funds reported $27.9M of Aware stock for Q4 2013, up 39% quarter-over-quarter.
  • 9 funds opened new Aware positions in Q4 2013 and 4 closed out, a net change of +5 holders.
  • The largest Aware buyer in Q4 2013 was Ariel Investments, an estimated $3.08M added.
  • The largest Aware seller in Q4 2013 was PEAK6 Group, an estimated $159K sold.

Based on aggregated 13F filings for Q4 2013.