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American States Water
AWR

318 hedge funds and large institutions have $1.97B invested in American States Water in 2020 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 88 increasing their positions, 111 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

1% more funds holding

Funds holding: 314 → 318 (+4)

5% more call options, than puts

Call options by funds: $3.13M | Put options by funds: $2.98M

0% less ownership

Funds ownership: 71.74% → 71.73% (-0%)

5% less capital invested

Capital invested by funds: $2.07B → $1.97B (-$104M)

21% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 111

Holders
318
Holders Change
+4
Holders Change %
+1.27%
% of All Funds
6.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
36
Increased
88
Reduced
111
Closed
29
Calls
$3.13M
Puts
$2.98M
Net Calls
+$142K
Net Calls Change
+$338K

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$53.5M
2
State Street
State Street
Massachusetts
+$14.3M
3
Renaissance Technologies
Renaissance Technologies
New York
+$7.47M
4
Deutsche Bank
Deutsche Bank
Germany
+$4.12M
5
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
+$3.79M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$9.96M
2
BlackRock
BlackRock
New York
-$7.92M
3
JP Morgan Chase
JP Morgan Chase
New York
-$5.53M
4
Lazard Asset Management
Lazard Asset Management
New York
-$5.32M
5
Man Group
Man Group
United Kingdom
-$5.07M
Name Holding Trade Value Shares
Change 		Change in
Stake
MIM
101
MetLife Investment Management
New Jersey
$1.19M – – –
MWNA
102
Marshall Wace North America
New York
$1.18M +$1.21M +15,718 New
ECM
103
ExodusPoint Capital Management
New York
$1.16M -$348K -4,530 -23%
OPERF
104
Oregon Public Employees Retirement Fund
Oregon
$1.12M – – –
AAMU
105
Amundi Asset Management US
Massachusetts
$1.11M +$761K +9,908 +199%
VOYA Investment Management
106
VOYA Investment Management
Georgia
$1.09M -$23.4K -304 -2%
WAM
107
Weatherly Asset Management
California
$1.09M – – –
Stifel Financial
108
Stifel Financial
Missouri
$1.08M +$65.3K +850 +6%
IAA
109
Independent Advisor Alliance
North Carolina
$1.08M +$65.1K +847 +6%
Assenagon Asset Management
110
Assenagon Asset Management
Luxembourg
$1.05M -$4.34M -56,473 -80%
MCM
111
Manchester Capital Management
Vermont
$1.04M – – –
MSA
112
Mason Street Advisors
Wisconsin
$1.04M -$691 -9 -0.1%
Federated Hermes
113
Federated Hermes
Pennsylvania
$1.03M -$124K -1,611 -10%
EVM
114
Eaton Vance Management
Massachusetts
$1.02M -$3.61K -47 -0.3%
Bank of Montreal
115
Bank of Montreal
Ontario, Canada
$1.02M -$105K -1,371 -9%
CWM
116
Cornerstone Wealth Management
Missouri
$1M +$105K +1,371 +11%
HighTower Advisors
117
HighTower Advisors
Illinois
$930K -$22.4K -292 -2%
Holocene Advisors
118
Holocene Advisors
New York
$908K +$931K +12,119 New
AG
119
Algert Global
California
$896K – – –
PI
120
PEAK6 Investments
Illinois
$886K +$506K +6,586 +126%
ACP
121
Ashfield Capital Partners
California
$864K – – –
RA
122
Royce & Associates
New York
$864K – – –
ASRS
123
Arizona State Retirement System
Arizona
$834K +$216K +2,811 +34%
MLICM
124
Metropolitan Life Insurance Company (MetLife)
New York
$828K – – –
AI
125
Atom Investors
Texas
$817K +$454K +5,913 +118%
3 4
5
6 7

AWR Hedge Fund Activity: Q3 2020 in Review

318 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q3 2020, worth a combined $1.97B — down 5% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AWR positions and 29 closed out — a net gain of 7 holders — while 88 added to existing stakes and 111 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $53.5M. The largest seller was Vanguard Group, cutting an estimated $9.96M.

  • 318 institutional investors held American States Water (AWR) as of Q3 2020, up from 314 in Q2 2020.
  • Funds reported $1.97B of American States Water stock for Q3 2020, down 5% quarter-over-quarter.
  • 36 funds opened new American States Water positions in Q3 2020 and 29 closed out, a net change of +7 holders.
  • The largest American States Water buyer in Q3 2020 was First Trust Advisors, an estimated $53.5M added.
  • The largest American States Water seller in Q3 2020 was Vanguard Group, an estimated $9.96M sold.

Based on aggregated 13F filings for Q3 2020.