We are live on ! Find out more
AWR icon

American States Water
AWR

318 hedge funds and large institutions have $1.97B invested in American States Water in 2020 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 88 increasing their positions, 111 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

1% more funds holding

Funds holding: 314 → 318 (+4)

5% more call options, than puts

Call options by funds: $3.13M | Put options by funds: $2.98M

0% less ownership

Funds ownership: 71.74% → 71.73% (-0%)

5% less capital invested

Capital invested by funds: $2.07B → $1.97B (-$104M)

21% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 111

Holders
318
Holders Change
+4
Holders Change %
+1.27%
% of All Funds
6.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
36
Increased
88
Reduced
111
Closed
29
Calls
$3.13M
Puts
$2.98M
Net Calls
+$142K
Net Calls Change
+$338K

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$53.5M
2
State Street
State Street
Massachusetts
+$14.3M
3
Renaissance Technologies
Renaissance Technologies
New York
+$7.47M
4
Deutsche Bank
Deutsche Bank
Germany
+$4.12M
5
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
+$3.79M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$9.96M
2
BlackRock
BlackRock
New York
-$7.92M
3
JP Morgan Chase
JP Morgan Chase
New York
-$5.53M
4
Lazard Asset Management
Lazard Asset Management
New York
-$5.32M
5
Man Group
Man Group
United Kingdom
-$5.07M
Name Holding Trade Value Shares
Change 		Change in
Stake
BNP Paribas Asset Management
26
BNP Paribas Asset Management
France
$9.2M +$1.96M +25,474 +26%
Wells Fargo
27
Wells Fargo
California
$9.04M -$146K -1,901 -2%
RhumbLine Advisers
28
RhumbLine Advisers
Massachusetts
$8.31M -$2.16M -28,080 -20%
ProShare Advisors
29
ProShare Advisors
Maryland
$8.15M +$749K +9,748 +10%
D.E. Shaw & Co
30
D.E. Shaw & Co
New York
$7.82M +$1.43M +18,569 +22%
ZIM
31
Zacks Investment Management
Illinois
$7.64M -$75.8K -987 -1%
FNC
32
First National Corp
Massachusetts
$7.64M +$228K +2,972 +12%
Bank of America
33
Bank of America
North Carolina
$7.07M +$60.5K +788 +0.8%
Goldman Sachs
34
Goldman Sachs
New York
$7.07M +$2.31M +30,036 +47%
DADC
35
D.A. Davidson & Co
Montana
$6.72M -$16K -208 -0.2%
N
36
Nuveen
North Carolina
$6.55M -$328K -4,275 -3%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$6.47M -$2.12M -27,578 -24%
California Public Employees Retirement System
38
California Public Employees Retirement System
California
$6.33M +$70.4K +917 +1%
Swiss National Bank
39
Swiss National Bank
Switzerland
$6.27M +$99.9K +1,300 +2%
Public Sector Pension Investment Board (PSP Investments)
40
Public Sector Pension Investment Board (PSP Investments)
Quebec, Canada
$6.12M -$64.5K -840 -1%
AllianceBernstein
41
AllianceBernstein
Tennessee
$6.05M -$73.2K -953 -1%
New York State Teachers Retirement System (NYSTRS)
42
New York State Teachers Retirement System (NYSTRS)
New York
$5.99M -$822K -10,700 -12%
UBS AM
43
UBS AM
Illinois
$4.83M +$426K +5,548 +9%
Canada Life
44
Canada Life
Manitoba, Canada
$4.64M -$45.8K -596 -1%
Barclays
45
Barclays
United Kingdom
$4.32M +$328K +4,274 +8%
WC
46
Walthausen & Co
New York
$4.25M +$138K +1,797 +3%
California State Teachers Retirement System (CalSTRS)
47
California State Teachers Retirement System (CalSTRS)
California
$4.19M – – –
UBS Group
48
UBS Group
Switzerland
$4.13M -$2.14M -27,880 -34%
MAM
49
Martingale Asset Management
Massachusetts
$3.86M -$4.02M -52,400 -50%
Russell Investments Group
50
Russell Investments Group
United Kingdom
$3.78M – – –
1
2
3 4 5

AWR Hedge Fund Activity: Q3 2020 in Review

318 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q3 2020, worth a combined $1.97B — down 5% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AWR positions and 29 closed out — a net gain of 7 holders — while 88 added to existing stakes and 111 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $53.5M. The largest seller was Vanguard Group, cutting an estimated $9.96M.

  • 318 institutional investors held American States Water (AWR) as of Q3 2020, up from 314 in Q2 2020.
  • Funds reported $1.97B of American States Water stock for Q3 2020, down 5% quarter-over-quarter.
  • 36 funds opened new American States Water positions in Q3 2020 and 29 closed out, a net change of +7 holders.
  • The largest American States Water buyer in Q3 2020 was First Trust Advisors, an estimated $53.5M added.
  • The largest American States Water seller in Q3 2020 was Vanguard Group, an estimated $9.96M sold.

Based on aggregated 13F filings for Q3 2020.