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American States Water
AWR

201 hedge funds and large institutions have $709M invested in American States Water in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 66 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 66 | Existing positions reduced: 66

1.21% less ownership

Funds ownership: 61.49% → 60.28% (-1.2%)

2% less funds holding

Funds holding: 205 → 201 (-4)

10% less capital invested

Capital invested by funds: $791M → $709M (-$81.5M)

21% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 19

Holders
201
Holders Change
-4
Holders Change %
-1.95%
% of All Funds
5.83%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
66
Reduced
66
Closed
19
Calls
$73K
Puts
–
Net Calls
+$73K
Net Calls Change
-$1.16M

Top Buyers

Rank Fund Capital Flow
1
CRCP
Copper Rock Capital Partners
Massachusetts
+$5.85M
2
Renaissance Technologies
Renaissance Technologies
New York
+$3.67M
3
Millennium Management
Millennium Management
New York
+$2.77M
4
PCM
Piermont Capital Management
Missouri
+$2.18M
5
NI
Numeric Investors
Massachusetts
+$1.92M

Top Sellers

Rank Fund Capital Flow
1
Norges Bank
Norges Bank
Norway
-$11.4M
2
BIT
BlackRock Institutional Trust
California
-$4.12M
3
Vanguard Group
Vanguard Group
Pennsylvania
-$3.62M
4
Morgan Stanley
Morgan Stanley
New York
-$3M
5
BTW
Boston Trust Walden
Massachusetts
-$2.96M
Name Holding Trade Value Shares
Change 		Change in
Stake
RFC
26
Russell Frank Company
Washington
$6.65M -$1.13M -36,057 -14%
BG
27
BlackRock Group
United Kingdom
$6.04M -$214K -6,802 -3%
Prudential Financial
28
Prudential Financial
New Jersey
$5.77M -$1.93M -61,288 -24%
GC
29
Guggenheim Capital
Illinois
$4.96M +$373K +11,873 +8%
QBFM
30
QS Batterymarch Financial Management
New York
$4.92M -$299K -9,510 -6%
Deutsche Bank
31
Deutsche Bank
Germany
$4.54M +$1.34M +42,761 +40%
CBOA
32
Commonwealth Bank of Australia
Australia
$4.54M +$629K +20,003 +15%
Charles Schwab
33
Charles Schwab
California
$4.52M +$799K +25,402 +21%
SO
34
STRS Ohio
Ohio
$4.42M +$728K +23,151 +19%
ZIM
35
Zacks Investment Management
Illinois
$4.41M -$1.1M -35,009 -19%
BIM
36
BlackRock Investment Management
Delaware
$4.33M +$17.1K +543 +0.4%
WAM
37
Water Asset Management
New York
$4.29M -$415K -13,200 -9%
U
38
UBS
Switzerland
$4.23M -$723K -22,999 -14%
Royal Bank of Canada
39
Royal Bank of Canada
Ontario, Canada
$3.81M -$16.4K -521 -0.4%
NI
40
Numeric Investors
Massachusetts
$3.59M +$1.92M +61,000 +107%
Legal & General Group
41
Legal & General Group
United Kingdom
$3.59M +$177K +5,644 +5%
California Public Employees Retirement System
42
California Public Employees Retirement System
California
$3.56M +$761K +24,200 +26%
New York State Teachers Retirement System (NYSTRS)
43
New York State Teachers Retirement System (NYSTRS)
New York
$3.11M – – –
SHA
44
Smith Hayes Advisers
Nebraska
$3.03M -$15.4K -489 -0.5%
PPA
45
Parametric Portfolio Associates
Washington
$2.88M +$129K +4,093 +5%
Millennium Management
46
Millennium Management
New York
$2.68M +$2.77M +88,046 New
MAA
47
Managed Account Advisors
New Jersey
$2.61M -$55K -1,748 -2%
JP Morgan Chase
48
JP Morgan Chase
New York
$2.38M -$355K -11,291 -13%
RhumbLine Advisers
49
RhumbLine Advisers
Massachusetts
$2.37M -$81.7K -2,600 -3%
New York State Common Retirement Fund
50
New York State Common Retirement Fund
New York
$2.34M -$443K -14,100 -15%
1
2
3 4 5

AWR Hedge Fund Activity: Q3 2014 in Review

201 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q3 2014, worth a combined $709M — down 10% from $791M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of AWR and 15 opened new positions — a net loss of 4 holders — while 66 trimmed existing stakes and 66 added.

The largest buyer was Copper Rock Capital Partners, adding an estimated $5.85M. The largest seller was Norges Bank, cutting an estimated $11.4M.

  • 201 institutional investors held American States Water (AWR) as of Q3 2014, down from 205 in Q2 2014.
  • Funds reported $709M of American States Water stock for Q3 2014, down 10% quarter-over-quarter.
  • 15 funds opened new American States Water positions in Q3 2014 and 19 closed out, a net change of -4 holders.
  • The largest American States Water buyer in Q3 2014 was Copper Rock Capital Partners, an estimated $5.85M added.
  • The largest American States Water seller in Q3 2014 was Norges Bank, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2014.