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American States Water
AWR

318 hedge funds and large institutions have $1.97B invested in American States Water in 2020 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 88 increasing their positions, 111 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

1% more funds holding

Funds holding: 314 → 318 (+4)

5% more call options, than puts

Call options by funds: $3.13M | Put options by funds: $2.98M

0% less ownership

Funds ownership: 71.74% → 71.73% (-0%)

5% less capital invested

Capital invested by funds: $2.07B → $1.97B (-$104M)

21% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 111

Holders
318
Holders Change
+4
Holders Change %
+1.27%
% of All Funds
6.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
36
Increased
88
Reduced
111
Closed
29
Calls
$3.13M
Puts
$2.98M
Net Calls
+$142K
Net Calls Change
+$338K

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$53.5M
2
State Street
State Street
Massachusetts
+$14.3M
3
Renaissance Technologies
Renaissance Technologies
New York
+$7.47M
4
Deutsche Bank
Deutsche Bank
Germany
+$4.12M
5
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
+$3.79M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$9.96M
2
BlackRock
BlackRock
New York
-$7.92M
3
JP Morgan Chase
JP Morgan Chase
New York
-$5.53M
4
Lazard Asset Management
Lazard Asset Management
New York
-$5.32M
5
Man Group
Man Group
United Kingdom
-$5.07M
Name Holding Trade Value Shares
Change 		Change in
Stake
CYG
276
Clean Yield Group
Vermont
$22K – – –
CFN
277
Cordasco Financial Network
Florida
$22K – – –
PG
278
Proffitt & Goodson
Tennessee
$20K – – –
PCG
279
Private Capital Group
Connecticut
$18K +$5.53K +72 +42%
Fuller & Thaler Asset Management
280
Fuller & Thaler Asset Management
California
$15K – – –
NFG
281
Next Financial Group
Texas
$15K +$15.4K +200 New
GI
282
Gradient Investments
Minnesota
$13K – – –
CIA
283
CSat Investment Advisory
Michigan
$13K +$1.84K +24 +16%
BCA
284
Berman Capital Advisors
Georgia
$13K +$3.07K +40 +28%
S
285
SignatureFD
Georgia
$12K +$999 +13 +9%
Millennium Management
286
Millennium Management
New York
$11.8K -$4.78M -62,222 -28%
Fifth Third Bancorp
287
Fifth Third Bancorp
Ohio
$11K +$2.69K +35 +30%
PFGIA
288
Patriot Financial Group Insurance Agency
Massachusetts
$10K – – –
AF
289
Allworth Financial
California
$9K – – –
MAM
290
Meeder Asset Management
Ohio
$8K +$6.07K +79 +263%
SBL
291
Sargent Bickham Lagudis
Colorado
$7K – – –
WT
292
Washington Trust
Rhode Island
$7K +$7.68K +100 New
Lazard Asset Management
293
Lazard Asset Management
New York
$6K -$5.32M -69,218 -100%
QCG
294
Quadrant Capital Group
Ohio
$6K -$4.3K -56 -42%
PCM
295
Prelude Capital Management
New York
$5K -$22.9K -298 -81%
GAM
296
Gemmer Asset Management
California
$5K – – –
KTC
297
Kistler-Tiffany Companies
Pennsylvania
$5K – – –
NFSG
298
Newbridge Financial Services Group
Florida
$5K +$5.22K +68 New
TFO
299
Tarbox Family Office
California
$4K +$922 +12 +32%
VFA
300
Valeo Financial Advisors
Indiana
$3K -$7.45K -97 -72%
10 11
12
13 14

AWR Hedge Fund Activity: Q3 2020 in Review

318 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q3 2020, worth a combined $1.97B — down 5% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AWR positions and 29 closed out — a net gain of 7 holders — while 88 added to existing stakes and 111 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $53.5M. The largest seller was Vanguard Group, cutting an estimated $9.96M.

  • 318 institutional investors held American States Water (AWR) as of Q3 2020, up from 314 in Q2 2020.
  • Funds reported $1.97B of American States Water stock for Q3 2020, down 5% quarter-over-quarter.
  • 36 funds opened new American States Water positions in Q3 2020 and 29 closed out, a net change of +7 holders.
  • The largest American States Water buyer in Q3 2020 was First Trust Advisors, an estimated $53.5M added.
  • The largest American States Water seller in Q3 2020 was Vanguard Group, an estimated $9.96M sold.

Based on aggregated 13F filings for Q3 2020.