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American States Water
AWR

318 hedge funds and large institutions have $1.97B invested in American States Water in 2020 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 88 increasing their positions, 111 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

24% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 29

1% more funds holding

Funds holding: 314 → 318 (+4)

5% more call options, than puts

Call options by funds: $3.13M | Put options by funds: $2.98M

0% less ownership

Funds ownership: 71.74% → 71.73% (-0%)

5% less capital invested

Capital invested by funds: $2.07B → $1.97B (-$104M)

21% less repeat investments, than reductions

Existing positions increased: 88 | Existing positions reduced: 111

Holders
318
Holders Change
+4
Holders Change %
+1.27%
% of All Funds
6.42%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
36
Increased
88
Reduced
111
Closed
29
Calls
$3.13M
Puts
$2.98M
Net Calls
+$142K
Net Calls Change
+$338K

Top Buyers

1
First Trust Advisors
First Trust Advisors
Illinois
+$53.5M
2
State Street
State Street
Massachusetts
+$14.3M
3
Renaissance Technologies
Renaissance Technologies
New York
+$7.47M
4
Deutsche Bank
Deutsche Bank
Germany
+$4.12M
5
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
+$3.79M

Top Sellers

1
Vanguard Group
Vanguard Group
Pennsylvania
-$9.96M
2
BlackRock
BlackRock
New York
-$7.92M
3
JP Morgan Chase
JP Morgan Chase
New York
-$5.53M
4
Lazard Asset Management
Lazard Asset Management
New York
-$5.32M
5
Man Group
Man Group
United Kingdom
-$5.07M
Name Holding Trade Value Shares
Change 		Change in
Stake
Ohio Public Employees Retirement System (OPERS)
251
Ohio Public Employees Retirement System (OPERS)
Ohio
$57K +$538 +7 +0.9%
Northwestern Mutual Wealth Management
252
Northwestern Mutual Wealth Management
Wisconsin
$54K +$55.5K +723 New
CFGS
253
Concourse Financial Group Securities
Alabama
$53K +$7.53K +98 +16%
HCP
254
Hexagon Capital Partners
Arkansas
$48K +$48.6K +633 New
AAM
255
Advisors Asset Management
Colorado
$48K +$49.2K +641 New
NA
256
NewEdge Advisors
Louisiana
$48K +$1.67M +21,720 New
SWA
257
Sutton Wealth Advisors
Florida
$46.2K – – –
HI
258
Hudock Inc
Pennsylvania
$46K -$49.8K -649 -51%
WT
259
Whittier Trust
California
$46K – – –
AIC
260
Archer Investment Corporation
Indiana
$45K – – –
AIM
261
Anchor Investment Management
South Carolina
$43.9K – – –
Rockefeller Capital Management
262
Rockefeller Capital Management
New York
$42K +$11.1K +144 +33%
SPIA
263
Steward Partners Investment Advisory
New York
$38K – – –
SIC
264
Salem Investment Counselors
North Carolina
$37K – – –
SIM
265
Sonora Investment Management
Arizona
$37K – – –
WOC
266
West Oak Capital
California
$37K – – –
FCM
267
Firestone Capital Management
Florida
$36K – – –
NIC
268
Northwest Investment Counselors
Oregon
$36K +$36.9K +481 New
VCM
269
Versant Capital Management
Arizona
$33K – – –
FMII
270
Farmers & Merchants Investments Inc
Nebraska
$30K – – –
PK
271
Pflug Koory
Nebraska
$30K – – –
CAPTRUST Financial Advisors
272
CAPTRUST Financial Advisors
North Carolina
$29K -$76.8K -1,000 -73%
GWM
273
Geneos Wealth Management
Colorado
$29K -$11.5K -150 -27%
AWA
274
Arkadios Wealth Advisors
Georgia
$28.6K -$3.3K -43 -10%
PHK
275
Point72 Hong Kong
Hong Kong
$24K +$24.8K +323 New
9 10
11
12 13

AWR Hedge Fund Activity: Q3 2020 in Review

318 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q3 2020, worth a combined $1.97B — down 5% from $2.07B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new AWR positions and 29 closed out — a net gain of 7 holders — while 88 added to existing stakes and 111 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $53.5M. The largest seller was Vanguard Group, cutting an estimated $9.96M.

  • 318 institutional investors held American States Water (AWR) as of Q3 2020, up from 314 in Q2 2020.
  • Funds reported $1.97B of American States Water stock for Q3 2020, down 5% quarter-over-quarter.
  • 36 funds opened new American States Water positions in Q3 2020 and 29 closed out, a net change of +7 holders.
  • The largest American States Water buyer in Q3 2020 was First Trust Advisors, an estimated $53.5M added.
  • The largest American States Water seller in Q3 2020 was Vanguard Group, an estimated $9.96M sold.

Based on aggregated 13F filings for Q3 2020.