We are live on ! Find out more
AWR icon

American States Water
AWR

259 hedge funds and large institutions have $1.42B invested in American States Water in 2017 Q4 according to their latest regulatory filings, with 51 funds opening new positions, 89 increasing their positions, 68 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

132% more first-time investments, than exits

New positions opened: 51 | Existing positions closed: 22

31% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 68

20% more capital invested

Capital invested by funds: $1.18B → $1.42B (+$237M)

13% more funds holding

Funds holding: 230 → 259 (+29)

1.38% more ownership

Funds ownership: 65.42% → 66.8% (+1.4%)

15% less call options, than puts

Call options by funds: $3.09M | Put options by funds: $3.62M

Holders
259
Holders Change
+29
Holders Change %
+12.61%
% of All Funds
5.87%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
51
Increased
89
Reduced
68
Closed
22
Calls
$3.09M
Puts
$3.62M
Net Calls
-$537K
Net Calls Change
+$1.65M

Top Buyers

1
Millennium Management
Millennium Management
New York
+$17.7M
2
BlackRock
BlackRock
New York
+$8.47M
3
Assenagon Asset Management
Assenagon Asset Management
Luxembourg
+$8.06M
4
BCM
BlueCrest Capital Management
Jersey
+$6.15M
5
PP
Paloma Partners
Connecticut
+$5.53M

Top Sellers

1
O
OppenheimerFunds
New York
-$21.2M
2
Bank of New York Mellon
Bank of New York Mellon
New York
-$19.2M
3
GIP
Granite Investment Partners
California
-$5.23M
4
Bank of America
Bank of America
North Carolina
-$3.44M
5
NI
Nuance Investments
Missouri
-$3.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
GEA
226
Glen Eagle Advisors
New Jersey
$23.2K -$30.1K -550 -58%
NIT
227
NumerixS Investment Technologies
British Columbia, Canada
$23K -$115K -2,100 -84%
PK
228
Pflug Koory
Nebraska
$23K – – –
GRP
229
Global Retirement Partners
California
$23K +$16.4K +300 +300%
ST
230
Smithfield Trust
Pennsylvania
$19K – – –
PCP
231
Proficio Capital Partners
Massachusetts
$19K +$17.8K +324 New
CCM
232
Cribstone Capital Management
Maine
$17K – – –
FMII
233
Farmers & Merchants Investments Inc
Nebraska
$17K – – –
GWM
234
Geneos Wealth Management
Colorado
$17K – – –
AWM
235
Aevitas Wealth Management
Massachusetts
$13K +$11.9K +217 New
RA
236
Royce & Associates
New York
$13K +$12K +219 New
EWM
237
Evercore Wealth Management
New York
$12K – – –
Northwestern Mutual Wealth Management
238
Northwestern Mutual Wealth Management
Wisconsin
$12K – – –
ASN
239
Advisory Services Network
Georgia
$12K +$55 +1 +0.5%
IDBONY
240
Israel Discount Bank of New York
New York
$11K – – –
WAM
241
Wealthspire Advisors (Maryland)
Maryland
$9K +$3.73K +68 +76%
JCM
242
Jacobi Capital Management
Pennsylvania
$7K +$55 +1 +0.8%
FGC
243
Financial Gravity Companies
Texas
$7K +$7.12K +130 New
WIM
244
Westside Investment Management
California
$6.44K – – –
SFSIG
245
San Francisco Sentry Investment Group
California
$6K -$5.48K -100 -50%
MCM
246
Mainstay Capital Management
Michigan
$6K +$5.48K +100 New
PA
247
Parallel Advisors
California
$5K – – –
RWA
248
Ropes Wealth Advisors
Massachusetts
$5K – – –
GAM
249
Gemmer Asset Management
California
$4K – – –
STA
250
Summit Trail Advisors
New York
$4K +$3.29K +60 New
8 9
10
11 12

AWR Hedge Fund Activity: Q4 2017 in Review

259 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in American States Water (AWR) for Q4 2017, worth a combined $1.42B — up 20% from $1.18B a quarter earlier.

Buyers outnumbered sellers: 51 funds opened new AWR positions and 22 closed out — a net gain of 29 holders — while 89 added to existing stakes and 68 trimmed.

The largest buyer was Millennium Management, adding an estimated $17.7M. The largest seller was OppenheimerFunds, cutting an estimated $21.2M.

  • 259 institutional investors held American States Water (AWR) as of Q4 2017, up from 230 in Q3 2017.
  • Funds reported $1.42B of American States Water stock for Q4 2017, up 20% quarter-over-quarter.
  • 51 funds opened new American States Water positions in Q4 2017 and 22 closed out, a net change of +29 holders.
  • The largest American States Water buyer in Q4 2017 was Millennium Management, an estimated $17.7M added.
  • The largest American States Water seller in Q4 2017 was OppenheimerFunds, an estimated $21.2M sold.

Based on aggregated 13F filings for Q4 2017.