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American Water Works

405 hedge funds and large institutions have $5.99B invested in American Water Works in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 165 increasing their positions, 150 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

151% more call options, than puts

Call options by funds: $5.16M | Put options by funds: $2.05M

26% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 27

10% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 150

1% more funds holding

Funds holding: 400405 (+5)

1% more capital invested

Capital invested by funds: $5.95B → $5.99B (+$40.5M)

0.03% more ownership

Funds ownership: 81.49%81.52% (+0.03%)

7% less funds holding in top 10

Funds holding in top 10: 1413 (-1)

Holders
405
Holders Change
+5
Holders Change %
+1.25%
% of All Funds
13.13%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.42%
New
34
Increased
165
Reduced
150
Closed
27
Calls
$5.16M
Puts
$2.05M
Net Calls
+$3.1M
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
WMSA
101
Weiss Multi-Strategy Advisers
New York
$11.4M +$11.4M +275,000 New
NTCOC
102
Northern Trust Company of Connecticut
Connecticut
$11.1M +$598K +14,452 +6%
CHAM
103
Clear Harbor Asset Management
Connecticut
$11M +$23K +555 +0.2%
AIA
104
Affinity Investment Advisors
California
$10.9M -$7.02M -169,811 -39%
NG
105
NatWest Group
United Kingdom
$10.7M -$251K -6,061 -2%
Korea Investment Corp
106
Korea Investment Corp
South Korea
$10.7M +$3.54M +85,500 +49%
MTB
107
Mizuho Trust & Banking
Japan
$10.3M
KBC Group
108
KBC Group
Belgium
$10.3M +$2.36M +57,017 +30%
FCAM
109
F&C Asset Management
United Kingdom
$10.3M -$4.82M -116,465 -32%
SGM
110
Summit Global Management
California
$10.2M -$668K -16,140 -6%
SI
111
Sentry Investments
Ontario, Canada
$9.99M
UOC
112
UBS O'Connor
Illinois
$9.81M +$2.83M +68,349 +40%
AAMU
113
Amundi Asset Management US
Massachusetts
$9.48M +$9.5M +229,600 New
ACI
114
AMP Capital Investors
Australia
$9.36M +$889K +21,497 +10%
PPA
115
Parametric Portfolio Associates
Washington
$9.36M +$216K +5,229 +2%
Charles Schwab
116
Charles Schwab
California
$9.33M -$109K -2,628 -1%
AAC
117
Asset Advisors Corp
Georgia
$8.96M +$103K +2,500 +1%
Capital Fund Management (CFM)
118
Capital Fund Management (CFM)
France
$8.93M +$3.34M +80,621 +59%
FLPIM
119
F.L. Putnam Investment Management
Massachusetts
$8.72M +$13.4K +325 +0.2%
AllianceBernstein
120
AllianceBernstein
Tennessee
$8.65M +$2.52M +60,849 +41%
First Trust Advisors
121
First Trust Advisors
Illinois
$8.36M +$691K +16,704 +9%
PI
122
Putnam Investments
Massachusetts
$8.24M -$1.32K -32 -0%
NFA
123
Nationwide Fund Advisors
Ohio
$8.12M +$1.34M +32,500 +20%
GACM
124
Green Arrow Capital Management
New York
$8.05M +$1.97M +47,702 +32%
DL
125
Delta Lloyd
Netherlands
$8.04M -$1.61M -39,000 -17%

AWK Hedge Fund Activity: Q3 2013 in Review

405 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in American Water Works (AWK) for Q3 2013, worth a combined $5.99B — up 0.68% from $5.95B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new AWK positions and 27 closed out — a net gain of 7 holders — while 165 added to existing stakes and 150 trimmed.

The largest buyer was Lord, Abbett & Co, adding an estimated $46.4M. The largest seller was Invesco, cutting an estimated $41.2M.

  • 405 institutional investors held American Water Works (AWK) as of Q3 2013, up from 400 in Q2 2013.
  • Funds reported $5.99B of American Water Works stock for Q3 2013, up 0.68% quarter-over-quarter.
  • 34 funds opened new American Water Works positions in Q3 2013 and 27 closed out, a net change of +7 holders.
  • The largest American Water Works buyer in Q3 2013 was Lord, Abbett & Co, an estimated $46.4M added.
  • The largest American Water Works seller in Q3 2013 was Invesco, an estimated $41.2M sold.

Based on aggregated 13F filings for Q3 2013.