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American Water Works

405 hedge funds and large institutions have $5.99B invested in American Water Works in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 165 increasing their positions, 150 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

151% more call options, than puts

Call options by funds: $5.16M | Put options by funds: $2.05M

26% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 27

10% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 150

1% more funds holding

Funds holding: 400405 (+5)

1% more capital invested

Capital invested by funds: $5.95B → $5.99B (+$40.5M)

0.03% more ownership

Funds ownership: 81.49%81.52% (+0.03%)

7% less funds holding in top 10

Funds holding in top 10: 1413 (-1)

Holders
405
Holders Change
+5
Holders Change %
+1.25%
% of All Funds
13.13%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.42%
New
34
Increased
165
Reduced
150
Closed
27
Calls
$5.16M
Puts
$2.05M
Net Calls
+$3.1M
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
Loomis, Sayles & Company
26
Loomis, Sayles & Company
Massachusetts
$52.7M -$804K -19,430 -1%
Morgan Stanley
27
Morgan Stanley
New York
$51.3M -$14.5M -351,604 -22%
Invesco
28
Invesco
Georgia
$50.8M -$41.2M -996,374 -45%
Legal & General Group
29
Legal & General Group
United Kingdom
$49M +$3.52M +85,117 +8%
Axa
30
Axa
France
$48.2M -$1.24M -30,046 -3%
BlackRock
31
BlackRock
New York
$47.2M -$1.44M -34,811 -3%
Neuberger Berman Group
32
Neuberger Berman Group
New York
$46.1M +$9.26M +223,925 +25%
Macquarie Group
33
Macquarie Group
Australia
$45.9M -$869K -21,000 -2%
SAM
34
Silvercrest Asset Management
New York
$45.5M +$390K +9,418 +0.9%
KeyBank National Association
35
KeyBank National Association
Ohio
$43.4M -$4.29M -103,788 -9%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$42.7M -$1.01M -24,310 -2%
JP Morgan Chase
37
JP Morgan Chase
New York
$41.6M +$23.1M +558,735 +125%
First Manhattan
38
First Manhattan
New York
$41.3M +$175K +4,235 +0.4%
DPIM
39
Duff & Phelps Investment Management
Illinois
$41.3M
U
40
UBS
Switzerland
$37.5M +$5.21M +126,054 +16%
TA
41
Teachers Advisors
New York
$36.8M +$534K +12,910 +1%
APG Asset Management
42
APG Asset Management
Netherlands
$36.7M +$28.5M +690,092 +346%
RIM
43
Rainier Investment Management
Washington
$35.8M +$35.9M +867,920 New
RS
44
Robeco Schweiz
Switzerland
$35.5M -$15.4M -372,930 -30%
N
45
Nuveen
North Carolina
$34.3M -$3.86M -93,272 -10%
MAM
46
Magellan Asset Management
Australia
$33.8M -$5.92M -143,072 -15%
FWSM
47
First Wilshire Securities Management
California
$32.2M -$24K -580 -0.1%
Wells Fargo
48
Wells Fargo
California
$31.9M -$687K -16,604 -2%
BIM
49
BlackRock Investment Management
Delaware
$31.5M -$1.05M -25,389 -3%
RFC
50
Russell Frank Company
Washington
$31M -$758K -18,329 -2%

AWK Hedge Fund Activity: Q3 2013 in Review

405 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in American Water Works (AWK) for Q3 2013, worth a combined $5.99B — up 0.68% from $5.95B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new AWK positions and 27 closed out — a net gain of 7 holders — while 165 added to existing stakes and 150 trimmed.

The largest buyer was Lord, Abbett & Co, adding an estimated $46.4M. The largest seller was Invesco, cutting an estimated $41.2M.

  • 405 institutional investors held American Water Works (AWK) as of Q3 2013, up from 400 in Q2 2013.
  • Funds reported $5.99B of American Water Works stock for Q3 2013, up 0.68% quarter-over-quarter.
  • 34 funds opened new American Water Works positions in Q3 2013 and 27 closed out, a net change of +7 holders.
  • The largest American Water Works buyer in Q3 2013 was Lord, Abbett & Co, an estimated $46.4M added.
  • The largest American Water Works seller in Q3 2013 was Invesco, an estimated $41.2M sold.

Based on aggregated 13F filings for Q3 2013.