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American Water Works

405 hedge funds and large institutions have $5.99B invested in American Water Works in 2013 Q3 according to their latest regulatory filings, with 34 funds opening new positions, 165 increasing their positions, 150 reducing their positions, and 27 closing their positions.

New
Increased
Maintained
Reduced
Closed

151% more call options, than puts

Call options by funds: $5.16M | Put options by funds: $2.05M

26% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 27

10% more repeat investments, than reductions

Existing positions increased: 165 | Existing positions reduced: 150

1% more funds holding

Funds holding: 400405 (+5)

1% more capital invested

Capital invested by funds: $5.95B → $5.99B (+$40.5M)

0.03% more ownership

Funds ownership: 81.49%81.52% (+0.03%)

7% less funds holding in top 10

Funds holding in top 10: 1413 (-1)

Holders
405
Holders Change
+5
Holders Change %
+1.25%
% of All Funds
13.13%
Holding in Top 10
13
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-7.14%
% of All Funds
0.42%
New
34
Increased
165
Reduced
150
Closed
27
Calls
$5.16M
Puts
$2.05M
Net Calls
+$3.1M
Net Calls Change
+$98K
Name Holding Trade Value Shares
Change
Change in
Stake
FM
376
Forward Management
California
$41K +$41.4K +1,000 New
TRCT
377
Tower Research Capital (TRC)
New York
$37K +$32.5K +785 +683%
SF
378
Synovus Financial
Georgia
$34K -$414K -10,000 -93%
SAMC
379
Shinko Asset Management Company
Japan
$33K -$8.27K -200 -20%
BPBT
380
Boston Private Bank & Trust
Massachusetts
$33K
EWM
381
Edge Wealth Management
New York
$33K
ST
382
Smithfield Trust
Pennsylvania
$28K
EFSCE
383
Enterprise Financial Services Corp (EFSC)
Missouri
$27K +$22.4K +542 +437%
MAM
384
Mizuho Asset Management
Japan
$25K -$9.1K -220 -27%
ST
385
SpiderRock Trading
Illinois
$25K
Northwestern Mutual Wealth Management
386
Northwestern Mutual Wealth Management
Wisconsin
$25K +$9.14K +221 +57%
FNBT
387
FineMark National Bank & Trust
Florida
$22K -$41.2K -995 -65%
EWM
388
Evercore Wealth Management
New York
$22K
PG
389
PEAK6 Group
Illinois
$18K +$35.7K +862 New
MFS
390
MSI Financial Services
Massachusetts
$17K
Schroder Investment Management Group
391
Schroder Investment Management Group
United Kingdom
$13.3K +$13.3K +321 New
MBT
392
Monroe Bank & Trust
Michigan
$8K
BBHC
393
Brown Brothers Harriman & Co
New York
$7K -$415K -10,025 -98%
LWCFA
394
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$7K +$7.24K +175 New
RIA
395
Regal Investment Advisors
Michigan
$6K
GI
396
Gradient Investments
Minnesota
$5K +$4.55K +110 New
HI
397
Hudock Inc
Pennsylvania
$4K
PAS
398
Partnervest Advisory Services
California
$4K
BOK
399
Bank of Kentucky
Kentucky
$4K +$4.14K +100 New
GC
400
Globeflex Capital
California
$2K -$3.97M -96,061 -100%

AWK Hedge Fund Activity: Q3 2013 in Review

405 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in American Water Works (AWK) for Q3 2013, worth a combined $5.99B — up 0.68% from $5.95B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new AWK positions and 27 closed out — a net gain of 7 holders — while 165 added to existing stakes and 150 trimmed.

The largest buyer was Lord, Abbett & Co, adding an estimated $46.4M. The largest seller was Invesco, cutting an estimated $41.2M.

  • 405 institutional investors held American Water Works (AWK) as of Q3 2013, up from 400 in Q2 2013.
  • Funds reported $5.99B of American Water Works stock for Q3 2013, up 0.68% quarter-over-quarter.
  • 34 funds opened new American Water Works positions in Q3 2013 and 27 closed out, a net change of +7 holders.
  • The largest American Water Works buyer in Q3 2013 was Lord, Abbett & Co, an estimated $46.4M added.
  • The largest American Water Works seller in Q3 2013 was Invesco, an estimated $41.2M sold.

Based on aggregated 13F filings for Q3 2013.