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Aurinia Pharmaceuticals
AUPH

Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
1
Fidelity Investments
Massachusetts
$42.9M +$27M +5,848,600 New
NMC
2
NEA Management Company
Maryland
$35.3M +$3.42M +740,740 +18%
O
3
OrbiMed
New York
$13.2M +$8.3M +1,797,400 New
Franklin Resources
4
Franklin Resources
California
$9.18M +$5.77M +1,250,000 New
GPP
5
Great Point Partners
Connecticut
$7.34M +$4.62M +1,000,000 New
Alyeska Investment Group
6
Alyeska Investment Group
Illinois
$5.8M +$3.65M +790,192 New
T. Rowe Price Associates
7
T. Rowe Price Associates
Maryland
$5.51M +$3.47M +751,300 New
CLCM
8
Crawford Lake Capital Management
New Jersey
$4.54M +$2.86M +618,400 New
VC
9
Vivo Capital
California
$4.4M +$2.77M +600,000 New
Two Sigma Investments
10
Two Sigma Investments
New York
$4.03M +$2.53M +548,771 New
Morgan Stanley
11
Morgan Stanley
New York
$3.27M +$2.04M +442,138 +11,062%
ACP
12
Acuta Capital Partners
California
$2.94M -$2.77M -600,000 -60%
UOC
13
UBS O'Connor
Illinois
$2.94M +$1.85M +400,000 New
Goldman Sachs
14
Goldman Sachs
New York
$2.54M -$4.29M -928,051 -73%
AIC
15
AWM Investment Company
New York
$2.2M +$1.39M +300,000 New
Balyasny Asset Management
16
Balyasny Asset Management
Illinois
$2.2M +$1.39M +300,000 New
A
17
Abingworth
United Kingdom
$1.85M +$1.16M +252,129 New
Voloridge Investment Management
18
Voloridge Investment Management
Florida
$1.85M +$1.16M +251,475 New
NIP
19
Nicholas Investment Partners
California
$1.85M +$1.16M +251,600 New
MIM
20
Monashee Investment Management
Massachusetts
$1.83M – – –
HCMT
21
Highland Capital Management (Texas)
Texas
$1.47M +$924K +200,000 New
Credit Agricole
22
Credit Agricole
France
$1.39M +$264K +57,103 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.35M -$3.28M -709,525 -79%
OFG
24
OTA Financial Group
New York
$1.29M +$813K +175,934 New
Citadel Advisors
25
Citadel Advisors
Florida
$1.24M +$782K +169,203 New
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