|
201
|
Engineers Gate Manager
New York
|
–
|
-$427K
|
-18,689
|
Closed
|
|
|
202
|
Pendal Group
Sydney,
Australia
|
–
|
-$412K
|
-18,000
|
Closed
|
|
|
203
|
Thompson Siegel & Walmsley
Richmond,
Virginia
|
–
|
-$412K
|
-18,000
|
Closed
|
|
|
204
|
Sunbelt Securities
Houston,
Texas
|
–
|
-$272K
|
-14,985
|
Closed
|
|
|
205
|
Allianz Asset Management
Munich,
Germany
|
–
|
-$217K
|
-11,965
|
Closed
|
|
|
206
|
Winton Group
London,
United Kingdom
|
–
|
-$244K
|
-10,663
|
Closed
|
|
|
207
|
Level Four Advisory Services
Dallas,
Texas
|
–
|
-$244K
|
-10,650
|
Closed
|
|
|
208
|
Chiron Capital Management
Tallahassee,
Florida
|
–
|
-$233K
|
-10,200
|
Closed
|
|
|
209
|
Cetera Advisor Networks
El Segundo,
California
|
–
|
-$220K
|
-9,611
|
Closed
|
|
|
210
|
Intrust Bank
Wichita,
Kansas
|
–
|
-$204K
|
-8,928
|
Closed
|
|
|
211
|
Total Clarity Wealth Management
St. Charles,
Illinois
|
–
|
-$193K
|
-8,437
|
Closed
|
|
|
212
|
|
–
|
-$70.3K
|
-4,550
|
Closed
|
|
|
213
|
Snowden Capital Advisors
New York
|
–
|
-$70K
|
-3,100
|
Closed
|
|
|
214
|
Trust Company of Vermont
Brattleboro,
Vermont
|
–
|
-$23K
|
-1,000
|
Closed
|
|
|
215
|
CoreCap Advisors
Southfield,
Michigan
|
–
|
-$18K
|
-800
|
Closed
|
|
|
216
|
Tyler-Stone Wealth Management
Beachwood,
Ohio
|
–
|
-$9K
|
-400
|
Closed
|
|
|
217
|
SignatureFD
Atlanta,
Georgia
|
–
|
-$3K
|
-140
|
Closed
|
|
|
218
|
Toth Financial Advisory
Leesburg,
Virginia
|
–
|
-$3K
|
-130
|
Closed
|
|
|
219
|
Signet Financial Management
Parsippany,
New Jersey
|
–
|
-$2K
|
-100
|
Closed
|
|
|
220
|
Henrickson Nauta Wealth Advisors
Belmont,
Michigan
|
–
|
-$1K
|
-75
|
Closed
|
|
|
221
|
Cornerstone Advisory
Hunt Valley,
Maryland
|
–
|
-$2K
|
-50
|
Closed
|
|
|
222
|
State of Wyoming
Cheyenne,
Wyoming
|
–
|
-$1K
|
-28
|
Closed
|
|
