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AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW

Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1
AE Wealth Management
Kansas
$65.7M +$66.7M +2,707,545 New
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$14.6M +$14.8M +600,333 New
Osaic Holdings
3
Osaic Holdings
Arizona
$11.4M +$11.6M +469,665 New
KAS
4
Kestra Advisory Services
Texas
$5.61M +$5.7M +231,324 New
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$5.26M +$5.34M +216,754 New
AIMU
6
Allianz Investment Management US
Minnesota
$4.84M +$4.92M +199,700 New
CA
7
Cetera Advisors
Colorado
$4.44M +$4.51M +183,024 New
HI
8
Harbour Investments
Wisconsin
$3.35M +$3.4M +137,974 New
AA
9
Advisory Alpha
Michigan
$3.2M +$3.25M +131,908 New
BOSSRA
10
B.O.S.S. Retirement Advisors
Utah
$2.81M +$2.85M +115,794 New
GLR
11
Great Lakes Retirement
Ohio
$1.8M +$1.83M +74,194 New
ASN
12
Advisory Services Network
Georgia
$1.71M +$1.74M +70,397 New
OWA
13
Outlook Wealth Advisors
Texas
$1.26M +$1.28M +51,806 New
FFN
14
Focus Financial Network
Minnesota
$1.06M +$1.08M +43,880 New
AWA
15
Authentikos Wealth Advisory
California
$954K +$969K +39,309 New
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$739K +$751K +30,468 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$644K +$655K +26,562 New
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$563K +$572K +23,196 New
CAN
19
Cetera Advisor Networks
California
$525K +$534K +21,658 New
CF
20
Centaurus Financial
California
$405K +$411K +16,688 New
AWS
21
Atria Wealth Solutions
New York
$347K +$353K +14,311 New
AAS
22
Avantax Advisory Services
Texas
$317K +$322K +13,055 New
LNC
23
Lincoln National Corp
Pennsylvania
$316K +$321K +13,032 New
CAG
24
Csenge Advisory Group
Florida
$210K +$214K +8,671 New
IPW
25
Impact Partnership Wealth
Georgia
$187K +$190K +7,726 New
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