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AllianzIM U.S. Equity Buffer10 Aug ETF

Name Holding Trade Value Shares
Change
Change in
Stake
AIMU
1
Allianz Investment Management US
Minnesota
$5.6M
SB
2
Strategic Blueprint
Georgia
$4.48M -$25.1K -934 -0.6%
Osaic Holdings
3
Osaic Holdings
Arizona
$4.25M -$8.36M -310,783 -67%
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$2.47M -$365K -13,591 -13%
PA
5
PFG Advisors
Arizona
$967K
AWM
6
AE Wealth Management
Kansas
$734K -$43.8M -1,628,847 -98%
FHC
7
First Heartland Consultants
Missouri
$724K +$696K +25,874 New
Jane Street
8
Jane Street
New York
$703K +$675K +25,119 New
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$577K +$212K +7,873 +62%
CA
10
Cetera Advisors
Colorado
$488K +$16.1K +600 +4%
PWM
11
Prosperity Wealth Management
California
$487K
HI
12
Harbour Investments
Wisconsin
$474K -$163K -6,070 -26%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$334K +$30.7K +1,142 +11%
FFN
14
Focus Financial Network
Minnesota
$281K
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$258K -$520K -19,324 -68%
IFG
16
Independent Financial Group
California
$224K
LPL Financial
17
LPL Financial
California
$208K +$200K +7,443 New
US Bancorp
18
US Bancorp
Minnesota
$56.3K +$43.3K +1,611 +401%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$55.4K
NFSG
20
Newbridge Financial Services Group
Florida
$13.4K
AF
21
Allworth Financial
California
$3.47K +$3.33K +124 New
UBS Group
22
UBS Group
Switzerland
$2.96K -$63.5K -2,360 -96%
SIS
23
Sound Income Strategies
Florida
$2.07K +$1.99K +74 New
LAS
24
Lloyd Advisory Services
Georgia
-$1.51M -57,958 Closed
BOSSRA
25
B.O.S.S. Retirement Advisors
Utah
-$770K -29,653 Closed