|
1
|
CDC Financial
Chicago,
Illinois
|
$5.72M
|
+$686K
|
+4,152,696
|
New
|
|
|
2
|
Boothbay Fund Management
New York
|
$759K
|
–
|
–
|
–
|
|
|
3
|
National Bank of Canada
Montreal,
Quebec, Canada
|
$309K
|
+$10.5K
|
+63,278
|
+539%
|
|
|
4
|
LMR Partners
London,
United Kingdom
|
$211K
|
–
|
–
|
–
|
|
|
5
|
K2 Principal Fund
Toronto,
Ontario, Canada
|
$76K
|
–
|
–
|
–
|
|
|
6
|
Aristeia Capital
Greenwich,
Connecticut
|
$68.9K
|
-$11.6K
|
-70,000
|
-8%
|
|
|
7
|
|
$47.4K
|
–
|
–
|
–
|
|
|
8
|
Aequim Alternative Investments
Mill Valley,
California
|
$35.2K
|
–
|
–
|
–
|
|
|
9
|
|
$16K
|
+$23.4K
|
+141,910
|
+327%
|
|
|
10
|
Claret Asset Management
Montreal,
Quebec, Canada
|
$8K
|
–
|
–
|
–
|
|
|
11
|
|
$7.74K
|
+$524
|
+3,173
|
+3%
|
|
|
12
|
Toronto Dominion Bank
Toronto, Ontario,
Ontario, Canada
|
$7.5K
|
-$10.9K
|
-65,825
|
-40%
|
|
|
13
|
KLCM Advisors
Milwaukee,
Wisconsin
|
$7.5K
|
+$16.5K
|
+100,000
|
New
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$4K
|
-$1.89K
|
-11,417
|
-16%
|
|
|
15
|
Caption Management
Oklahoma City,
Oklahoma
|
$3.34K
|
+$6.79K
|
+41,075
|
+1,182%
|
|
|
16
|
Wealth Enhancement Advisory Services
Plymouth,
Minnesota
|
$2.15K
|
–
|
–
|
–
|
|
|
17
|
Wolverine Asset Management
Chicago,
Illinois
|
$1.69K
|
+$3.72K
|
+22,497
|
New
|
|
|
18
|
LPL Financial
San Diego,
California
|
$908
|
-$83
|
-500
|
-4%
|
|
|
19
|
Saba Capital Management
New York
|
$842
|
–
|
–
|
–
|
|
|
20
|
Brave Asset Management
Summit,
New Jersey
|
$750
|
–
|
–
|
–
|
|
|
21
|
UBS Group
Zurich,
Switzerland
|
$92
|
+$202
|
+1,220
|
New
|
|
|
22
|
CastleKnight Management
New York
|
–
|
-$44.5K
|
-290,000
|
Closed
|
|
|
23
|
|
–
|
-$14.3K
|
-93,408
|
Closed
|
|
|
24
|
IHT Wealth Management
Chicago,
Illinois
|
–
|
-$3.07K
|
-20,000
|
Closed
|
|
|
25
|
Zazove Associates
Incline Village,
Nevada
|
–
|
-$696
|
-4,540
|
Closed
|
|
