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ASRT

Assertio

Delisted

ASRT was delisted on the 15th of June, 2026.

115 hedge funds and large institutions have $50.4M invested in Assertio in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 34 reducing their positions, and 45 closing their positions.

New
Increased
Maintained
Reduced
Closed

4,095% more call options, than puts

Call options by funds: $3.48M | Put options by funds: $83K

12% more repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 34

0.02% less ownership

Funds ownership: 3.33%3.31% (-0.02%)

21% less funds holding

Funds holding: 145115 (-30)

58% less capital invested

Capital invested by funds: $120M → $50.4M (-$69.3M)

67% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 45

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
115
Holders Change
-30
Holders Change %
-20.69%
% of All Funds
1.68%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
15
Increased
38
Reduced
34
Closed
45
Calls
$3.48M
Puts
$83K
Net Calls
+$3.4M
Net Calls Change
-$6.46M
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Nantahala Capital Management
Connecticut
$8.15M +$4.86M +196,630 +63%
BlackRock
2
BlackRock
New York
$7.03M +$1.04M +42,075 +11%
AC
3
Armistice Capital
New York
$6.21M +$3.09M +125,067 +48%
Vanguard Group
4
Vanguard Group
Pennsylvania
$5.22M +$571K +23,092 +8%
Renaissance Technologies
5
Renaissance Technologies
New York
$3.36M +$966K +39,060 +23%
Geode Capital Management
6
Geode Capital Management
Massachusetts
$2.14M +$199K +8,065 +6%
AQR Capital Management
7
AQR Capital Management
Connecticut
$2.14M +$2.79M +112,869 +556%
State Street
8
State Street
Massachusetts
$1.63M +$249K +10,075 +11%
Two Sigma Investments
9
Two Sigma Investments
New York
$1.35M +$89.3K +3,612 +4%
Two Sigma Advisers
10
Two Sigma Advisers
New York
$1.31M +$1.2M +48,419 +147%
Goldman Sachs
11
Goldman Sachs
New York
$1.27M +$1.01M +40,806 +106%
Morgan Stanley
12
Morgan Stanley
New York
$1.2M +$1.24M +50,237 +204%
Northern Trust
13
Northern Trust
Illinois
$825K +$49.7K +2,012 +4%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$715K +$160K +6,484 +17%
BCM
15
Bridgeway Capital Management
Texas
$696K -$168K -6,793 -14%
SM
16
Senvest Management
New York
$602K +$928K +37,527 New
PCM
17
Perritt Capital Management
Illinois
$399K +$18.1K +733 +3%
EF
18
Empowered Funds
Pennsylvania
$376K +$52.4K +2,118 +10%
CM
19
CM Management
Florida
$369K +$292K +11,824 +106%
D.E. Shaw & Co
20
D.E. Shaw & Co
New York
$321K
KCM
21
Kennedy Capital Management
Missouri
$317K -$821K -33,216 -63%
First Trust Advisors
22
First Trust Advisors
Illinois
$278K +$17.1K +691 +4%
Charles Schwab
23
Charles Schwab
California
$262K -$339K -13,728 -46%
Ameriprise
24
Ameriprise
Minnesota
$253K -$68K -2,750 -15%
N
25
Nuveen
North Carolina
$232K +$5.83K +236 +2%

ASRT Hedge Fund Activity: Q4 2023 in Review

115 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Assertio (ASRT) for Q4 2023, worth a combined $50.4M — down 58% from $120M a quarter earlier.

Sellers outnumbered buyers: 45 funds closed out of ASRT and 15 opened new positions — a net loss of 30 holders — while 34 trimmed existing stakes and 38 added.

The largest buyer was Nantahala Capital Management, adding an estimated $4.86M. The largest seller was Continental General Insurance Company, exiting entirely with an estimated $5.46M sold.

  • 115 institutional investors held Assertio (ASRT) as of Q4 2023, down from 145 in Q3 2023.
  • Funds reported $50.4M of Assertio stock for Q4 2023, down 58% quarter-over-quarter.
  • 15 funds opened new Assertio positions in Q4 2023 and 45 closed out, a net change of -30 holders.
  • The largest Assertio buyer in Q4 2023 was Nantahala Capital Management, an estimated $4.86M added.
  • The largest Assertio seller in Q4 2023 was Continental General Insurance Company, an estimated $5.46M sold.

Based on aggregated 13F filings for Q4 2023.