Assertio
ASRT
ASRT was delisted on the 15th of June, 2026.
115 hedge funds and large institutions have $50.4M invested in Assertio in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 38 increasing their positions, 34 reducing their positions, and 45 closing their positions.
4,095% more call options, than puts
Call options by funds: $3.48M | Put options by funds: $83K
12% more repeat investments, than reductions
Existing positions increased: 38 | Existing positions reduced: 34
0.02% less ownership
Funds ownership: 3.33% → 3.31% (-0.02%)
21% less funds holding
Funds holding: 145 → 115 (-30)
58% less capital invested
Capital invested by funds: $120M → $50.4M (-$69.3M)
67% less first-time investments, than exits
New positions opened: 15 | Existing positions closed: 45
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
NCM
Nantahala Capital Management
New Canaan,
Connecticut
|
+$4.86M |
| 2 |
AC
Armistice Capital
New York
|
+$3.09M |
| 3 |
AQR Capital Management
Greenwich,
Connecticut
|
+$2.79M |
| 4 |
Morgan Stanley
New York
|
+$1.24M |
| 5 |
Two Sigma Advisers
New York
|
+$1.2M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CGIC
Continental General Insurance Company
Austin,
Texas
|
-$5.46M |
| 2 |
TSW
Thompson Siegel & Walmsley
Richmond,
Virginia
|
-$3.14M |
| 3 |
JGC
J. Goldman & Co
New York
|
-$2.81M |
| 4 |
SCM
Stonepine Capital Management
Bend,
Oregon
|
-$2.44M |
| 5 |
ACM
AIGH Capital Management
Baltimore,
Maryland
|
-$2.42M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
GS
151
GTS Securities
New York
| – | -$18.4K | -745 | Closed |
|
|
PI
152
PineBridge Investments
New York
| – | -$28.4K | -739 | Closed |
|
|
EAM
153
Eagle Asset Management
St Petersburg,
Florida
| – | -$27.3K | -711 | Closed |
|
|
TAM
154
Tocqueville Asset Management
New York
| – | -$27.1K | -706 | Closed |
|
|
MLICM
155
Metropolitan Life Insurance Company (MetLife)
New York
| – | -$12.6K | -327 | Closed |
|
156
Allspring Global Investments
Charlotte,
North Carolina
| – | -$11.2K | -291 | Closed |
|
157
Belvedere Trading
Chicago,
Illinois
| – | -$2.92K | -76 | Closed |
|
158
Comerica Bank
Dallas,
Texas
| – | -$1.76K | -46 | Closed |
|
|
OP
159
ORG Partners
Roanoke,
Indiana
| – | -$768 | -20 | Closed |
|
160
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$592 | -15 | Closed |
|
|
PWMG
161
Provence Wealth Management Group
Irvine,
California
| – | -$133 | -3 | Closed |
|
ASRT Hedge Fund Activity: Q4 2023 in Review
115 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in Assertio (ASRT) for Q4 2023, worth a combined $50.4M — down 58% from $120M a quarter earlier.
Sellers outnumbered buyers: 45 funds closed out of ASRT and 15 opened new positions — a net loss of 30 holders — while 34 trimmed existing stakes and 38 added.
The largest buyer was Nantahala Capital Management, adding an estimated $4.86M. The largest seller was Continental General Insurance Company, exiting entirely with an estimated $5.46M sold.
- 115 institutional investors held Assertio (ASRT) as of Q4 2023, down from 145 in Q3 2023.
- Funds reported $50.4M of Assertio stock for Q4 2023, down 58% quarter-over-quarter.
- 15 funds opened new Assertio positions in Q4 2023 and 45 closed out, a net change of -30 holders.
- The largest Assertio buyer in Q4 2023 was Nantahala Capital Management, an estimated $4.86M added.
- The largest Assertio seller in Q4 2023 was Continental General Insurance Company, an estimated $5.46M sold.
Based on aggregated 13F filings for Q4 2023.