Assertio
ASRT
ASRT was delisted on the 15th of June, 2026.
66 hedge funds and large institutions have $31.2M invested in Assertio in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 7 increasing their positions, 32 reducing their positions, and 15 closing their positions.
888% more call options, than puts
Call options by funds: $168K | Put options by funds: $17K
0.07% less ownership
Funds ownership: 0.8% → 0.73% (-0.07%)
13% less funds holding
Funds holding: 76 → 66 (-10)
29% less capital invested
Capital invested by funds: $43.9M → $31.2M (-$12.7M)
67% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 15
78% less repeat investments, than reductions
Existing positions increased: 7 | Existing positions reduced: 32
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
HCM
Highbridge Capital Management
New York
|
+$1.49M |
| 2 |
Jacobs Levy Equity Management
Florham Park,
New Jersey
|
+$453K |
| 3 |
Mariner
Overland Park,
Kansas
|
+$324K |
| 4 |
Acadian Asset Management
Boston,
Massachusetts
|
+$319K |
| 5 |
PCM
Perritt Capital Management
Chicago,
Illinois
|
+$101K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AQR Capital Management
Greenwich,
Connecticut
|
-$1.79M |
| 2 |
OM
Opaleye Management
Boston,
Massachusetts
|
-$754K |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
-$596K |
| 4 |
Dimensional Fund Advisors
Austin,
Texas
|
-$400K |
| 5 |
CH
CVI Holdings
Wilmington,
Delaware
|
-$372K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
PCM
76
Prelude Capital Management
New York
| – | -$9K | -168 | Closed |
|
77
Fidelity Investments
Boston,
Massachusetts
| – | -$1K | -17 | Closed |
|
|
NFSG
78
Newbridge Financial Services Group
Boca Raton,
Florida
| – | +$389 | +8 | New |
|
ASRT Hedge Fund Activity: Q3 2020 in Review
66 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in Assertio (ASRT) for Q3 2020, worth a combined $31.2M — down 29% from $43.9M a quarter earlier.
Sellers outnumbered buyers: 15 funds closed out of ASRT and 5 opened new positions — a net loss of 10 holders — while 32 trimmed existing stakes and 7 added.
The largest buyer was Highbridge Capital Management, adding an estimated $1.49M. The largest seller was AQR Capital Management, cutting an estimated $1.79M.
- 66 institutional investors held Assertio (ASRT) as of Q3 2020, down from 76 in Q2 2020.
- Funds reported $31.2M of Assertio stock for Q3 2020, down 29% quarter-over-quarter.
- 5 funds opened new Assertio positions in Q3 2020 and 15 closed out, a net change of -10 holders.
- The largest Assertio buyer in Q3 2020 was Highbridge Capital Management, an estimated $1.49M added.
- The largest Assertio seller in Q3 2020 was AQR Capital Management, an estimated $1.79M sold.
Based on aggregated 13F filings for Q3 2020.