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ASRT

Assertio

Delisted

ASRT was delisted on the 15th of June, 2026.

145 hedge funds and large institutions have $120M invested in Assertio in 2023 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 70 increasing their positions, 21 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

928% more call options, than puts

Call options by funds: $10.9M | Put options by funds: $1.06M

233% more repeat investments, than reductions

Existing positions increased: 70 | Existing positions reduced: 21

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 40

0.69% less ownership

Funds ownership: 4.02%3.33% (-0.69%)

2% less funds holding

Funds holding: 148145 (-3)

35% less capital invested

Capital invested by funds: $185M → $120M (-$65.2M)

Holders
145
Holders Change
-3
Holders Change %
-2.03%
% of All Funds
2.3%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
40
Increased
70
Reduced
21
Closed
40
Calls
$10.9M
Puts
$1.06M
Net Calls
+$9.86M
Net Calls Change
-$6.97M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Perritt Capital Management
Illinois
$927K
EF
27
Empowered Funds
Pennsylvania
$819K +$462K +7,902 +59%
AQR Capital Management
28
AQR Capital Management
Connecticut
$779K +$1.19M +20,290 New
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$768K -$992K -16,990 -46%
Ameriprise
30
Ameriprise
Minnesota
$711K +$12.6K +216 +1%
First Trust Advisors
31
First Trust Advisors
Illinois
$639K +$973K +16,653 New
Invesco
32
Invesco
Georgia
$639K +$604K +10,342 +164%
UBS Group
33
UBS Group
Switzerland
$623K +$147K +2,523 +18%
Connor, Clark & Lunn Investment Management (CC&L)
34
Connor, Clark & Lunn Investment Management (CC&L)
British Columbia, Canada
$598K +$15.4K +263 +2%
WVP
35
Worth Venture Partners
New Jersey
$591K +$809K +13,852 +904%
Millennium Management
36
Millennium Management
New York
$570K -$146K -2,502 -14%
CAM
37
ClariVest Asset Management
California
$551K
N
38
Nuveen
North Carolina
$546K +$179K +3,073 +28%
CM
39
CM Management
Florida
$429K +$555K +9,509 +570%
Jane Street
40
Jane Street
New York
$410K +$429K +7,345 +220%
TCMG
41
TSP Capital Management Group
New Jersey
$404K +$4.67K +80 +0.8%
Prudential Financial
42
Prudential Financial
New Jersey
$395K +$540K +9,240 +886%
WG
43
Winton Group
United Kingdom
$380K +$311K +5,329 +116%
Susquehanna International Group
44
Susquehanna International Group
Pennsylvania
$354K -$538K -9,206 -50%
ACM
45
Alethea Capital Management
Washington
$343K +$521K +8,920 New
TC
46
TownSquare Capital
Utah
$325K +$35.8K +613 +8%
SIM
47
SummerHaven Investment Management
Connecticut
$320K +$486K +8,324 New
RhumbLine Advisers
48
RhumbLine Advisers
Massachusetts
$311K +$129K +2,204 +37%
Bank of America
49
Bank of America
North Carolina
$287K +$80.8K +1,383 +23%
AA
50
ALPS Advisors
Colorado
$283K +$215K +3,684 +100%

ASRT Hedge Fund Activity: Q3 2023 in Review

145 of the 6,302 institutional investors tracked by Wall St. Rank reported a position in Assertio (ASRT) for Q3 2023, worth a combined $120M — down 35% from $185M a quarter earlier.

Fund positioning in ASRT was balanced in Q3 2023: 40 funds opened new positions, 40 closed out, 70 added to existing stakes and 21 trimmed.

The largest buyer was Nantahala Capital Management, opening a new position worth an estimated $18.2M. The largest seller was Intrinsic Edge Capital Management, exiting entirely with an estimated $6.5M sold.

  • 145 institutional investors held Assertio (ASRT) as of Q3 2023, down from 148 in Q2 2023.
  • Funds reported $120M of Assertio stock for Q3 2023, down 35% quarter-over-quarter.
  • 40 funds opened new Assertio positions in Q3 2023 and 40 closed out, a net change of 0 holders.
  • The largest Assertio buyer in Q3 2023 was Nantahala Capital Management, an estimated $18.2M added.
  • The largest Assertio seller in Q3 2023 was Intrinsic Edge Capital Management, an estimated $6.5M sold.

Based on aggregated 13F filings for Q3 2023.