We are live on ! Find out more
ASRT

Assertio
ASRT

Delisted

ASRT was delisted on the 15th of June, 2026.

Back to rankings

42 hedge funds and large institutions have $15.8M invested in Assertio in 2021 Q4 according to their latest regulatory filings, with 12 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

780% more call options, than puts

Call options by funds: $739K | Put options by funds: $84K

176% more capital invested

Capital invested by funds: $5.73M → $15.8M (+$10.1M)

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

17% more funds holding

Funds holding: 36 → 42 (+6)

0.14% more ownership

Funds ownership: 0.91% → 1.05% (+0.14%)

0% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 9

Holders
42
Holders Change
+6
Holders Change %
+16.67%
% of All Funds
0.65%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
9
Reduced
9
Closed
6
Calls
$739K
Puts
$84K
Net Calls
+$655K
Net Calls Change
+$167K

Top Buyers

Rank Fund Capital Flow
1
FA
Friess Associates
Delaware
+$1.2M
2
PCM
Perritt Capital Management
Illinois
+$195K
3
Millennium Management
Millennium Management
New York
+$166K
4
Simplex Trading
Simplex Trading
Illinois
+$132K
5
Morgan Stanley
Morgan Stanley
New York
+$127K

Top Sellers

Rank Fund Capital Flow
1
CI Investments Inc
CI Investments Inc
Ontario, Canada
-$457K
2
Vontobel Holding
Vontobel Holding
Switzerland
-$68K
3
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$62.6K
4
VF
Virtu Financial
New York
-$60K
5
WG
Winton Group
United Kingdom
-$34K
Name Holding Trade Value Shares
Change 		Change in
Stake
D.E. Shaw & Co
26
D.E. Shaw & Co
New York
$34K -$62.6K -3,051 -75%
Cambridge Investment Research Advisors
27
Cambridge Investment Research Advisors
Iowa
$31K +$19.5K +949 New
Renaissance Technologies
28
Renaissance Technologies
New York
$28K +$17.5K +853 New
Bank of New York Mellon
29
Bank of New York Mellon
New York
$23K – – –
Russell Investments Group
30
Russell Investments Group
United Kingdom
$21K – – –
CG
31
Cutler Group
California
$14K +$8.92K +435 +21,750%
TRCT
32
Tower Research Capital (TRC)
New York
$9K -$5.46K -266 -50%
TFO
33
Tarbox Family Office
California
$2K – – –
Wells Fargo
34
Wells Fargo
California
$2K – – –
Royal Bank of Canada
35
Royal Bank of Canada
Ontario, Canada
$2K +$1.39K +68 New
UBS Group
36
UBS Group
Switzerland
$1K -$3.08K -150 -78%
Osaic Holdings
37
Osaic Holdings
Arizona
$1K -$62 -3 -9%
JP Morgan Chase
38
JP Morgan Chase
New York
$1K – – –
TWC
39
TD Waterhouse Canada
Ontario, Canada
$122 +$62 +3 New
CI Investments Inc
40
CI Investments Inc
Ontario, Canada
– -$457K -33,594 Closed
Vontobel Holding
41
Vontobel Holding
Switzerland
– -$68K -5,000 Closed
VF
42
Virtu Financial
New York
– -$60K -4,451 Closed
WG
43
Winton Group
United Kingdom
– -$34K -2,502 Closed
MAM
44
Meeder Asset Management
Ohio
– -$5K -408 Closed
SWA
45
SOA Wealth Advisors
New York
– -$2.05K -100 -85%
Bank of America
46
Bank of America
North Carolina
– +$82 +4 New
1
2

ASRT Hedge Fund Activity: Q4 2021 in Review

42 of the 6,499 institutional investors tracked by Wall St. Rank reported a position in Assertio (ASRT) for Q4 2021, worth a combined $15.8M — up 176% from $5.73M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new ASRT positions and 6 closed out — a net gain of 6 holders — while 9 added to existing stakes and 9 trimmed.

The largest buyer was Friess Associates, opening a new position worth an estimated $1.2M. The largest seller was CI Investments Inc, exiting entirely with an estimated $457K sold.

  • 42 institutional investors held Assertio (ASRT) as of Q4 2021, up from 36 in Q3 2021.
  • Funds reported $15.8M of Assertio stock for Q4 2021, up 176% quarter-over-quarter.
  • 12 funds opened new Assertio positions in Q4 2021 and 6 closed out, a net change of +6 holders.
  • The largest Assertio buyer in Q4 2021 was Friess Associates, an estimated $1.2M added.
  • The largest Assertio seller in Q4 2021 was CI Investments Inc, an estimated $457K sold.

Based on aggregated 13F filings for Q4 2021.