Assertio
ASRT
ASRT was delisted on the 15th of June, 2026.
193 hedge funds and large institutions have $729M invested in Assertio in 2017 Q1 according to their latest regulatory filings, with 35 funds opening new positions, 72 increasing their positions, 60 reducing their positions, and 40 closing their positions.
193% more call options, than puts
Call options by funds: $22.6M | Put options by funds: $7.71M
20% more repeat investments, than reductions
Existing positions increased: 72 | Existing positions reduced: 60
0.1% less ownership
Funds ownership: 1.66% → 1.56% (-0.1%)
5% less funds holding
Funds holding: 204 → 193 (-11)
13% less first-time investments, than exits
New positions opened: 35 | Existing positions closed: 40
17% less funds holding in top 10
Funds holding in top 10: 6 → 5 (-1)
34% less capital invested
Capital invested by funds: $1.11B → $729M (-$380M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BlackRock
New York
|
+$150M |
| 2 |
LM
Litespeed Management
New York
|
+$11M |
| 3 |
Vanguard Group
Malvern,
Pennsylvania
|
+$10.3M |
| 4 |
Millennium Management
New York
|
+$9.94M |
| 5 |
HI
HBK Investments
Dallas,
Texas
|
+$8.51M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PCM
Penn Capital Management
Philadelphia,
Pennsylvania
|
-$16.6M |
| 2 |
PCM
Pentwater Capital Management
Naples,
Florida
|
-$13.4M |
| 3 |
Fidelity Investments
Boston,
Massachusetts
|
-$12.8M |
| 4 |
DCM
Driehaus Capital Management
Chicago,
Illinois
|
-$12.8M |
| 5 |
SM
Scoggin Management
New York
|
-$12.5M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CTC
226
Central Trust Company
Jefferson City,
Missouri
| – | -$31K | -29 | Closed |
|
|
SWA
227
Sutton Wealth Advisors
Tampa,
Florida
| – | -$12K | -11 | Closed |
|
|
FIB
228
First Interstate Bank
Billings,
Montana
| – | -$8K | -8 | Closed |
|
|
YWP
229
YorkBridge Wealth Partners
New York
| – | -$8K | -7 | Closed |
|
|
FPFS
230
First Personal Financial Services
Charlotte,
North Carolina
| – | -$2K | -2 | Closed |
|
|
NC
231
NewSquare Capital
Newtown Square,
Pennsylvania
| – | -$2K | -2 | Closed |
|
232
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
| – | -$2K | -2 | Closed |
|
|
PFBT
233
Parkside Financial Bank & Trust
Saint Louis,
Missouri
| – | -$1K | -1 | Closed |
|
ASRT Hedge Fund Activity: Q1 2017 in Review
193 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in Assertio (ASRT) for Q1 2017, worth a combined $729M — down 34% from $1.11B a quarter earlier.
Sellers outnumbered buyers: 40 funds closed out of ASRT and 35 opened new positions — a net loss of 5 holders — while 60 trimmed existing stakes and 72 added.
The largest buyer was BlackRock, adding an estimated $150M. The largest seller was Penn Capital Management, exiting entirely with an estimated $16.6M sold.
- 193 institutional investors held Assertio (ASRT) as of Q1 2017, down from 204 in Q4 2016.
- Funds reported $729M of Assertio stock for Q1 2017, down 34% quarter-over-quarter.
- 35 funds opened new Assertio positions in Q1 2017 and 40 closed out, a net change of -5 holders.
- The largest Assertio buyer in Q1 2017 was BlackRock, an estimated $150M added.
- The largest Assertio seller in Q1 2017 was Penn Capital Management, an estimated $16.6M sold.
Based on aggregated 13F filings for Q1 2017.