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Aspen Aerogels

Name Holding Trade Value Shares
Change
Change in
Stake
Northern Trust
26
Northern Trust
Illinois
$165K
FCM
27
Firsthand Capital Management
California
$156K
Bank of New York Mellon
28
Bank of New York Mellon
New York
$124K -$642 -152 -0.5%
Neuberger Berman Group
29
Neuberger Berman Group
New York
$89K
SKK
30
Shepherd Kaplan Krochuk
Massachusetts
$80K +$76K +18,000 New
Dimensional Fund Advisors
31
Dimensional Fund Advisors
Texas
$74K +$69.8K +16,544 New
JMPWA
32
JP Morgan Private Wealth Advisors
California
$69K
QCMC
33
Quantum Capital Management (California)
California
$60K +$13K +3,080 +29%
Millennium Management
34
Millennium Management
New York
$58K +$54.9K +13,000 New
PCM
35
Parsons Capital Management
Rhode Island
$51K
TRCT
36
Tower Research Capital (TRC)
New York
$41K +$31.3K +7,418 +394%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$29K +$27.4K +6,500 New
Bank of America
38
Bank of America
North Carolina
$24K
NFA
39
Nationwide Fund Advisors
Ohio
$24K
Russell Investments Group
40
Russell Investments Group
United Kingdom
$23K
CPA
41
Cowen Prime Advisors
New York
$20K +$18.6K +4,400 New
UBS Group
42
UBS Group
Switzerland
$19K +$9.65K +2,287 +116%
PS
43
Portfolio Solutions
Michigan
$9K
RFA
44
Reilly Financial Advisors
California
$2K
MFIMFI
45
Mesirow Financial Investment Management - Fixed Income
Illinois
-$296K -71,412 Closed
SIM
46
Spark Investment Management
New York
-$126K -30,600 Closed
Citadel Advisors
47
Citadel Advisors
Florida
-$43K -10,428 Closed
BGIM
48
Brandywine Global Investment Management
Pennsylvania
-$37K -8,730 Closed
MA
49
MUFG Americas
New York
-$2K -370 Closed