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Aspen Aerogels

35 hedge funds and large institutions have $34.7M invested in Aspen Aerogels in 2018 Q4 according to their latest regulatory filings, with 0 funds opening new positions, 11 increasing their positions, 11 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

0% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 11

1.19% less ownership

Funds ownership: 69.06%67.87% (-1.2%)

20% less funds holding

Funds holding: 4435 (-9)

54% less capital invested

Capital invested by funds: $75.6M → $34.7M (-$40.9M)

100% less first-time investments, than exits

New positions opened: 0 | Existing positions closed: 9

Holders
35
Holders Change
-9
Holders Change %
-20.45%
% of All Funds
0.78%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
Increased
11
Reduced
11
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GKFF
1
George Kaiser Family Foundation
Oklahoma
$6.75M
OCMI
2
Oaktop Capital Management II
New Jersey
$5.52M +$3.71M +1,094,271 +73%
AI
3
Ariel Investments
Illinois
$3.89M -$43K -12,709 -0.7%
TAM
4
Telemark Asset Management
Massachusetts
$2.5M +$444K +131,000 +13%
NIM
5
Needham Investment Management
New York
$2.41M +$1.17M +345,400 +44%
RA
6
Royce & Associates
New York
$1.81M -$178K -52,543 -6%
HP
7
Harvey Partners
New York
$1.73M +$464K +137,000 +20%
CPA
8
Cowen Prime Advisors
New York
$1.35M -$2.16M -637,134 -50%
HA
9
Heartland Advisors
Wisconsin
$1.17M
Renaissance Technologies
10
Renaissance Technologies
New York
$1.08M +$128K +37,700 +8%
BlackRock
11
BlackRock
New York
$883K +$94.1K +27,783 +7%
EIM
12
Essex Investment Management
Massachusetts
$750K +$25.9K +7,637 +2%
QCMC
13
Quantum Capital Management (California)
California
$741K -$327K -96,500 -22%
Dimensional Fund Advisors
14
Dimensional Fund Advisors
Texas
$663K +$9.14K +2,700 +0.9%
California Public Employees Retirement System
15
California Public Employees Retirement System
California
$650K
Vanguard Group
16
Vanguard Group
Pennsylvania
$603K -$1.7M -502,229 -64%
RC
17
RBF Capital
California
$447K +$571K +168,545 +410%
PCM
18
Perritt Capital Management
Illinois
$426K
BCM
19
Bridgeway Capital Management
Texas
$317K -$110K -32,500 -18%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$202K
Morgan Stanley
21
Morgan Stanley
New York
$177K -$22.6K -6,677 -7%
Deutsche Bank
22
Deutsche Bank
Germany
$141K +$52.5K +15,500 +30%
Northern Trust
23
Northern Trust
Illinois
$100K
FCM
24
Firsthand Capital Management
California
$75K
Neuberger Berman Group
25
Neuberger Berman Group
New York
$64K

ASPN Hedge Fund Activity: Q4 2018 in Review

35 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Aspen Aerogels (ASPN) for Q4 2018, worth a combined $34.7M — down 54% from $75.6M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of ASPN and 0 opened new positions — a net loss of 9 holders — while 11 trimmed existing stakes and 11 added.

The largest buyer was Oaktop Capital Management II, adding an estimated $3.71M. The largest seller was Cowen Prime Advisors, cutting an estimated $2.16M.

  • 35 institutional investors held Aspen Aerogels (ASPN) as of Q4 2018, down from 44 in Q3 2018.
  • Funds reported $34.7M of Aspen Aerogels stock for Q4 2018, down 54% quarter-over-quarter.
  • 0 funds opened new Aspen Aerogels positions in Q4 2018 and 9 closed out, a net change of -9 holders.
  • The largest Aspen Aerogels buyer in Q4 2018 was Oaktop Capital Management II, an estimated $3.71M added.
  • The largest Aspen Aerogels seller in Q4 2018 was Cowen Prime Advisors, an estimated $2.16M sold.

Based on aggregated 13F filings for Q4 2018.