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Aspen Aerogels
ASPN

41 hedge funds and large institutions have $97.2M invested in Aspen Aerogels in 2019 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

17% more funds holding

Funds holding: 35 → 41 (+6)

1.32% more ownership

Funds ownership: 66.26% → 67.58% (+1.3%)

15% less capital invested

Capital invested by funds: $115M → $97.2M (-$17.3M)

33% less funds holding in top 10

Funds holding in top 10: 3 → 2 (-1)

Holders
41
Holders Change
+6
Holders Change %
+17.14%
% of All Funds
0.9%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
7
Increased
13
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Russell Investments Group
Russell Investments Group
United Kingdom
+$2.04M
2
Vanguard Group
Vanguard Group
Pennsylvania
+$707K
3
Boston Partners
Boston Partners
Massachusetts
+$533K
4
EI
EAM Investors
California
+$310K
5
DGHMC
Dalton, Greiner, Hartman, Maher & Co
New York
+$244K

Top Sellers

Rank Fund Capital Flow
1
AI
Ariel Investments
Illinois
-$1.5M
2
HP
Harvey Partners
New York
-$335K
3
EIM
Essex Investment Management
Massachusetts
-$302K
4
WVP
Worth Venture Partners
New Jersey
-$218K
5
NCGI
Next Century Growth Investors
Minnesota
-$157K
Name Holding Trade Value Shares
Change 		Change in
Stake
Neuberger Berman Group
26
Neuberger Berman Group
New York
$237K – – –
DGHMC
27
Dalton, Greiner, Hartman, Maher & Co
New York
$227K +$244K +38,400 New
FCM
28
Firsthand Capital Management
California
$207K – – –
State Street
29
State Street
Massachusetts
$191K +$127K +19,963 +162%
Jacobs Levy Equity Management
30
Jacobs Levy Equity Management
New Jersey
$118K -$1.91K -300 -1%
B
31
Bailard
California
$91K +$97.3K +15,300 New
Bank of New York Mellon
32
Bank of New York Mellon
New York
$87K – – –
AIM
33
Alambic Investment Management
California
$76K +$81.4K +12,803 New
Victory Capital Management
34
Victory Capital Management
Texas
$19K +$20.8K +3,274 New
PCM
35
Prelude Capital Management
New York
$18K +$19.1K +2,997 New
Bank of America
36
Bank of America
North Carolina
$3K +$2.87K +451 New
TRCT
37
Tower Research Capital (TRC)
New York
$3K +$3.04K +478 +1,138%
RFA
38
Reilly Financial Advisors
California
$2K – – –
Federated Hermes
39
Federated Hermes
Pennsylvania
$2K +$1.97K +310 New
Barclays
40
Barclays
United Kingdom
$1K +$591 +93 +581%
KFS
41
Kelly Financial Services
Massachusetts
$829 – – –
Charles Schwab
42
Charles Schwab
California
– -$102K -14,261 Closed
1
2

ASPN Hedge Fund Activity: Q3 2019 in Review

41 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Aspen Aerogels (ASPN) for Q3 2019, worth a combined $97.2M — down 15% from $115M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new ASPN positions and 1 closed out — a net gain of 6 holders — while 13 added to existing stakes and 8 trimmed.

The largest buyer was Russell Investments Group, adding an estimated $2.04M. The largest seller was Ariel Investments, cutting an estimated $1.5M.

  • 41 institutional investors held Aspen Aerogels (ASPN) as of Q3 2019, up from 35 in Q2 2019.
  • Funds reported $97.2M of Aspen Aerogels stock for Q3 2019, down 15% quarter-over-quarter.
  • 7 funds opened new Aspen Aerogels positions in Q3 2019 and 1 closed out, a net change of +6 holders.
  • The largest Aspen Aerogels buyer in Q3 2019 was Russell Investments Group, an estimated $2.04M added.
  • The largest Aspen Aerogels seller in Q3 2019 was Ariel Investments, an estimated $1.5M sold.

Based on aggregated 13F filings for Q3 2019.