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Aspen Aerogels

54 hedge funds and large institutions have $70.9M invested in Aspen Aerogels in 2016 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

2% more funds holding

Funds holding: 5354 (+1)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

1.87% less ownership

Funds ownership: 75.32%73.45% (-1.9%)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

32% less capital invested

Capital invested by funds: $105M → $70.9M (-$33.7M)

Holders
54
Holders Change
+1
Holders Change %
+1.89%
% of All Funds
1.35%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
9
Increased
14
Reduced
16
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MFIMFI
26
Mesirow Financial Investment Management - Fixed Income
Illinois
$232K +$96.7K +19,850 +55%
BG
27
BlackRock Group
United Kingdom
$193K
BFA
28
BlackRock Fund Advisors
California
$184K +$7.21K +1,480 +3%
RC
29
RBF Capital
California
$179K
Millennium Management
30
Millennium Management
New York
$148K +$174K +35,746 New
FCM
31
Firsthand Capital Management
California
$140K
Bank of New York Mellon
32
Bank of New York Mellon
New York
$115K +$58K +11,902 +74%
TC
33
TFS Capital
Pennsylvania
$99K +$117K +24,060 New
Northern Trust
34
Northern Trust
Illinois
$98K +$4.28K +878 +4%
Deutsche Bank
35
Deutsche Bank
Germany
$65K -$90.3K -18,538 -54%
JMPWA
36
JP Morgan Private Wealth Advisors
California
$64K
EA
37
Emerald Advisers
Pennsylvania
$53K
PCM
38
Parsons Capital Management
Rhode Island
$47K +$56K +11,500 New
SIM
39
Spark Investment Management
New York
$44K -$91.6K -18,800 -64%
QCMC
40
Quantum Capital Management (California)
California
$43K
VKH
41
Virtu KCG Holdings
New York
$43K +$51.1K +10,490 New
BGIM
42
Brandywine Global Investment Management
Pennsylvania
$37K +$42.6K +8,740 New
Russell Investments Group
43
Russell Investments Group
United Kingdom
$23K +$28.3K +5,800 New
NFA
44
Nationwide Fund Advisors
Ohio
$22K -$21.4K -4,400 -45%
Bank of America
45
Bank of America
North Carolina
$22K -$4.19K -859 -14%
UBS Group
46
UBS Group
Switzerland
$14K +$5.61K +1,151 +54%
BIM
47
BlackRock Investment Management
Delaware
$12K
BlackRock
48
BlackRock
New York
$7K -$3.44K -707 -30%
TRCT
49
Tower Research Capital (TRC)
New York
$5K -$12.3K -2,530 -70%
MA
50
MUFG Americas
New York
$2K -$1.8K -370 -50%

ASPN Hedge Fund Activity: Q4 2016 in Review

54 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Aspen Aerogels (ASPN) for Q4 2016, worth a combined $70.9M — down 32% from $105M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new ASPN positions and 7 closed out — a net gain of 2 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Ariel Investments, adding an estimated $4.55M. The largest seller was T. Rowe Price Associates, exiting entirely with an estimated $16.2M sold.

  • 54 institutional investors held Aspen Aerogels (ASPN) as of Q4 2016, up from 53 in Q3 2016.
  • Funds reported $70.9M of Aspen Aerogels stock for Q4 2016, down 32% quarter-over-quarter.
  • 9 funds opened new Aspen Aerogels positions in Q4 2016 and 7 closed out, a net change of +2 holders.
  • The largest Aspen Aerogels buyer in Q4 2016 was Ariel Investments, an estimated $4.55M added.
  • The largest Aspen Aerogels seller in Q4 2016 was T. Rowe Price Associates, an estimated $16.2M sold.

Based on aggregated 13F filings for Q4 2016.