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Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Susquehanna International Group
1
Susquehanna International Group
Pennsylvania
$1.11M -$1.91M -59,492 -65%
Prudential Financial
2
Prudential Financial
New Jersey
$1.03M -$292K -9,100 -23%
Citadel Advisors
3
Citadel Advisors
Florida
$452K +$79.4K +2,475 +23%
Bank of America
4
Bank of America
North Carolina
$284K -$12.6K -394 -5%
Morgan Stanley
5
Morgan Stanley
New York
$191K +$170K +5,304 +2,652%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11K +$9.9K +310 +2,214%
MSI Financial Services
7
MSI Financial Services
Massachusetts
$10K -$14.7K -457 -62%
CG
8
Cutler Group
California
$4K -$2.05M -64,017 -100%
Jane Street
9
Jane Street
New York
– -$3.43M -106,897 Closed
CFP
10
Cornerstone Financial Partners
North Carolina
– -$1.23M -29,664 Closed
Sigma Planning Corp
11
Sigma Planning Corp
Michigan
– -$345K -8,319 Closed
Virtu KCG Holdings
12
Virtu KCG Holdings
New York
– -$203K -4,885 Closed
Compagnie Lombard Odier SCmA
13
Compagnie Lombard Odier SCmA
Switzerland
– -$126K -3,035 Closed
Simplex Trading
14
Simplex Trading
Illinois
– -$109K -2,634 Closed
Focused Wealth Management
15
Focused Wealth Management
New York
– -$1K -32 Closed