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ASEI

AMER SCIENCE & ENGR INC.
ASEI

Delisted

ASEI was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Ameriprise
26
Ameriprise
Minnesota
– -$1.35M -36,001 Closed
BlackRock Investment Management
27
BlackRock Investment Management
Delaware
– -$1.26M -33,587 Closed
Invesco
28
Invesco
Georgia
– -$1.16M -31,090 Closed
AQR Capital Management
29
AQR Capital Management
Connecticut
– -$1.04M -27,725 Closed
Norges Bank
30
Norges Bank
Norway
– -$1M -26,762 Closed
Two Sigma Advisers
31
Two Sigma Advisers
New York
– -$978K -26,143 Closed
Charles Schwab
32
Charles Schwab
California
– -$970K -25,917 Closed
Polar Asset Management Partners
33
Polar Asset Management Partners
Ontario, Canada
– -$969K -25,900 Closed
Two Sigma Investments
34
Two Sigma Investments
New York
– -$913K -24,407 Closed
DAM
35
Deimos Asset Management
New York
– -$881K -23,547 Closed
OppenheimerFunds
36
OppenheimerFunds
New York
– -$819K -21,889 Closed
TIAA CREF Investment Management
37
TIAA CREF Investment Management
New York
– -$803K -21,477 Closed
GAMCO Investors
38
GAMCO Investors
Connecticut
– -$716K -19,150 Closed
I.G. Investment Management
39
I.G. Investment Management
Manitoba, Canada
– -$653K -17,457 Closed
Prudential Financial
40
Prudential Financial
New Jersey
– -$650K -17,372 Closed
Deutsche Bank
41
Deutsche Bank
Germany
– -$616K -16,499 Closed
Morgan Stanley
42
Morgan Stanley
New York
– -$610K -16,285 Closed
GCIA
43
Gabelli & Co Investment Advisers
New York
– -$608K -16,250 Closed
California State Teachers Retirement System (CalSTRS)
44
California State Teachers Retirement System (CalSTRS)
California
– -$560K -14,972 Closed
RhumbLine Advisers
45
RhumbLine Advisers
Massachusetts
– -$476K -12,724 Closed
UBS Group
46
UBS Group
Switzerland
– -$456K -12,191 Closed
Teachers Advisors
47
Teachers Advisors
New York
– -$430K -11,501 Closed
MC
48
Menta Capital
California
– -$384K -10,275 Closed
Virtu KCG Holdings
49
Virtu KCG Holdings
New York
– -$382K -10,200 Closed
HM
50
Harvest Management
New York
– -$374K -10,000 Closed