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Global X FTSE Southeast Asia ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Oppenheimer & Co
1
Oppenheimer & Co
New York
$3.5M +$3.8M +255,111 New
Cetera Advisor Networks
2
Cetera Advisor Networks
California
$795K +$30.2K +2,031 +4%
Regal Investment Advisors
3
Regal Investment Advisors
Michigan
$329K +$358K +24,025 New
Barry Investment Advisors
4
Barry Investment Advisors
Massachusetts
$289K +$141K +9,454 +83%
UBS Group
5
UBS Group
Switzerland
$287K +$95.6K +6,425 +44%
Mariner
6
Mariner
Kansas
$285K – – –
Artemis Wealth Advisors
7
Artemis Wealth Advisors
New York
$269K +$292K +19,604 New
Old Mission Capital
8
Old Mission Capital
Illinois
$221K +$29.3K +1,972 +14%
Flow Traders U.S.
9
Flow Traders U.S.
New York
$215K +$233K +15,681 New
LPL Financial
10
LPL Financial
California
$210K +$72.5K +4,875 +47%
Morgan Stanley
11
Morgan Stanley
New York
$203K -$1.82K -122 -0.8%
Stonehage Fleming Financial Services
12
Stonehage Fleming Financial Services
Jersey
$172K +$186K +12,531 New
Brinker Capital Investments
13
Brinker Capital Investments
Pennsylvania
$169K -$2.72K -183 -1%
IHT Wealth Management
14
IHT Wealth Management
Illinois
$163K +$177K +11,871 New
Bank of America
15
Bank of America
North Carolina
$151K -$1.25K -84 -0.8%
Jane Street
16
Jane Street
New York
$142K +$154K +10,361 New
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$98K +$12.8K +861 +14%
Simplex Trading
18
Simplex Trading
Illinois
$45K +$38.9K +2,617 +362%
4Thought Financial Group
19
4Thought Financial Group
New York
$23K +$759 +51 +3%
Bank of Montreal
20
Bank of Montreal
Ontario, Canada
$5K – – –
Osaic Holdings
21
Osaic Holdings
Arizona
$3K – – –
Susquehanna International Group
22
Susquehanna International Group
Pennsylvania
– -$787K -49,944 Closed
Citadel Advisors
23
Citadel Advisors
Florida
– -$266K -16,873 Closed
Prudential plc
24
Prudential plc
United Kingdom
– -$236K -15,000 Closed
Barclays
25
Barclays
United Kingdom
– -$124K -7,838 Closed