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ASA

ASA Gold and Precious Metals

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
51
Sowell Financial Services
Arkansas
$10K +$13K +1,016 New
TCOV
52
Trust Company of Vermont
Vermont
$9K
GWM
53
Geneos Wealth Management
Colorado
$8K
PNC Financial Services Group
54
PNC Financial Services Group
Pennsylvania
$8K
RE
55
RBC Europe
United Kingdom
$7.73K
WT
56
Whittier Trust
California
$6K
FHA
57
Flagship Harbor Advisors
Massachusetts
$6K +$7.08K +554 New
SBL
58
Sargent Bickham Lagudis
Colorado
$5K
ASN
59
Advisory Services Network
Georgia
$4K +$4.55K +356 New
FWM
60
Focused Wealth Management
New York
$1K
JWA
61
JFS Wealth Advisors
Pennsylvania
$1K
WAM
62
Wolverine Asset Management
Illinois
-$4.76M -349,239 Closed
CL
63
CSS LLC
Illinois
-$1.55M -113,815 Closed
AC
64
Almitas Capital
California
-$1.23M -89,914 Closed
ICM
65
Ionic Capital Management
New York
-$470K -34,465 Closed
IAA
66
Independent Advisor Alliance
North Carolina
-$342K -25,102 Closed
Geode Capital Management
67
Geode Capital Management
Massachusetts
-$257K -18,914 Closed
RTS
68
Round Table Services
New Jersey
-$232K -17,000 Closed
ACM
69
Avalon Capital Management
California
-$196K -14,399 Closed
TRCT
70
Tower Research Capital (TRC)
New York
-$18K -1,286 Closed
Group One Trading
71
Group One Trading
Illinois
-$1.28K -100 Closed