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ARMF

ARES MULTI-STRATEGY CR FD INC COM STK (MD)
ARMF

Delisted

ARMF was delisted on the 28th of August, 2015.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Rivernorth Capital Management
1
Rivernorth Capital Management
Florida
– -$1.71M -90,978 Closed
BlueSpruce Investments
2
BlueSpruce Investments
Illinois
– -$1.7M -90,585 Closed
Yorktown Management & Research Company
3
Yorktown Management & Research Company
Virginia
– -$1.11M -59,013 Closed
UBS Group
4
UBS Group
Switzerland
– -$1.04M -55,326 Closed
Wolverine Asset Management
5
Wolverine Asset Management
Illinois
– -$972K -51,705 Closed
Mariner Investment Group
6
Mariner Investment Group
New York
– -$679K -36,092 Closed
Curi RMB Capital
7
Curi RMB Capital
Illinois
– -$625K -33,243 Closed
Morgan Stanley
8
Morgan Stanley
New York
– -$584K -31,069 Closed
Bank of America
9
Bank of America
North Carolina
– -$568K -30,172 Closed
Virtu KCG Holdings
10
Virtu KCG Holdings
New York
– -$418K -22,199 Closed
Citigroup
11
Citigroup
New York
– -$401K -21,338 Closed
LPL Financial
12
LPL Financial
California
– -$393K -20,822 Closed
BB&T Securities
13
BB&T Securities
Virginia
– -$277K -14,745 Closed
Guggenheim Capital
14
Guggenheim Capital
Illinois
– -$266K -14,139 Closed
Wells Fargo
15
Wells Fargo
California
– -$247K -13,112 Closed
Clough Capital Partners
16
Clough Capital Partners
Massachusetts
– -$218K -11,600 Closed
Panagora Asset Management
17
Panagora Asset Management
Massachusetts
– -$190K -10,107 Closed
Deutsche Bank
18
Deutsche Bank
Germany
– -$150K -8,000 Closed
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
– -$58K -3,100 Closed
Ladenburg Thalmann Financial Services
20
Ladenburg Thalmann Financial Services
Florida
– -$45K -2,415 Closed
American International Group
21
American International Group
New York
– -$43.3K -2,300 Closed
Thomas J. Herzfeld Advisors
22
Thomas J. Herzfeld Advisors
Florida
– -$25K -1,316 Closed
Bessemer Group
23
Bessemer Group
New Jersey
– -$19K -993 Closed