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Alliance Resource Partners
ARLP

Name Holding Trade Value Shares
Change 		Change in
Stake
FHA
151
First Horizon Advisors
Tennessee
$4K – – –
IMS
152
Index Management Solutions
Pennsylvania
– -$17.4M -404,563 Closed
Principal Financial Group
153
Principal Financial Group
Iowa
– -$2.94M -68,334 Closed
Susquehanna International Group
154
Susquehanna International Group
Pennsylvania
– -$2.26M -59,581 Closed
Acadian Asset Management
155
Acadian Asset Management
Massachusetts
– -$1.65M -38,268 Closed
CIBC World Market
156
CIBC World Market
Ontario, Canada
– -$1.11M -25,875 Closed
SC
157
Scotia Capital
Ontario, Canada
– -$859K -19,985 Closed
NA
158
Navellier & Associates
Nevada
– -$642K -14,910 Closed
F
159
FolioMetrix
Nebraska
– -$633K -13,800 Closed
DAC
160
Dividend Assets Capital
South Carolina
– -$396K -9,200 Closed
CCM
161
Catawba Capital Management
Virginia
– -$379K -8,804 Closed
LIM
162
Leavell Investment Management
Alabama
– -$299K -6,950 Closed
UCFA
163
United Capital Financial Advisors
Texas
– -$269K -6,250 Closed
AMIM
164
Aull & Monroe Investment Management
Alabama
– -$249K -5,800 Closed
GIA
165
GHP Investment Advisors
Colorado
– -$222K -5,160 Closed
OA
166
Oxbow Advisors
Texas
– -$207K -4,800 Closed
CAN
167
Cetera Advisor Networks
California
– -$206K -4,765 Closed
Envestnet Asset Management
168
Envestnet Asset Management
Illinois
– -$142K -3,288 Closed
Walleye Trading
169
Walleye Trading
New York
– -$112K -2,967 Closed
NPC
170
National Planning Corporation
California
– -$116K -2,888 Closed
BRWA
171
B. Riley Wealth Advisors
Florida
– -$98K -2,285 Closed
Parallax Volatility Advisers
172
Parallax Volatility Advisers
California
– -$27K -631 Closed
AA
173
Apriem Advisors
California
– -$17K -400 Closed
CBT
174
Central Bank & Trust
Kentucky
– -$10K -236 Closed
CIM
175
Contravisory Investment Management
Massachusetts
– -$5K -125 Closed
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