We are live on ! Find out more
ARKX icon

ARK Space & Defense Innovation ETF
ARKX

100 hedge funds and large institutions have $36M invested in ARK Space & Defense Innovation ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 24 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

120% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 10

100% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 12

44% more capital invested

Capital invested by funds: $25M → $36M (+$11.1M)

12% more funds holding

Funds holding: 89 → 100 (+11)

6.65% more ownership

Funds ownership: 0% → 6.65% (+6.7%)

49% less call options, than puts

Call options by funds: $120M | Put options by funds: $232M

Holders
100
Holders Change
+11
Holders Change %
+12.36%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
24
Reduced
12
Closed
10
Calls
$120M
Puts
$232M
Net Calls
-$113M
Net Calls Change
-$4.14M

Top Buyers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
+$3.45M
2
HF
HRT Financial
New York
+$2.84M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.28M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.1M
5
HT
HAP Trading
New York
+$1.37M

Top Sellers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$2M
2
EWM
Empirical Wealth Management
Washington
-$420K
3
KOC
Koss-Olinger Consulting
Florida
-$252K
4
APA
American Portfolios Advisors
New York
-$137K
5
PAI
Pittenger & Anderson Inc
Nebraska
-$101K
Name Holding Trade Value Shares
Change 		Change in
Stake
SG
26
StoneX Group
New York
$332K +$11K +538 +3%
CIBC Private Wealth Group
27
CIBC Private Wealth Group
Georgia
$326K – – –
MS
28
Madden Securities
Texas
$316K +$46.9K +2,290 +17%
JMPWA
29
JP Morgan Private Wealth Advisors
California
$308K +$322K +15,714 New
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$290K -$25.9K -1,265 -8%
AWM
31
AE Wealth Management
Kansas
$284K -$45.3K -2,215 -13%
KPWS
32
Kestra Private Wealth Services
Texas
$274K -$36K -1,760 -11%
FTUS
33
Flow Traders U.S.
New York
$246K +$257K +12,553 New
KAS
34
Kestra Advisory Services
Texas
$246K +$258K +12,585 New
Creative Planning
35
Creative Planning
Kansas
$218K +$228K +11,137 New
Bank Julius Baer & Co
36
Bank Julius Baer & Co
Switzerland
$196K – – –
CLOS
37
Compagnie Lombard Odier SCmA
Switzerland
$140K – – –
Bank of America
38
Bank of America
North Carolina
$130K -$46.7K -2,280 -26%
GWM
39
Geneos Wealth Management
Colorado
$105K +$2.05K +100 +2%
CG
40
Cutler Group
California
$97K +$27.6K +1,349 +37%
Bank of Montreal
41
Bank of Montreal
Ontario, Canada
$91K +$9.07K +443 +11%
BW
42
Bison Wealth
Georgia
$75K – – –
Rockefeller Capital Management
43
Rockefeller Capital Management
New York
$62K – – –
PAI
44
Pittenger & Anderson Inc
Nebraska
$59K -$101K -4,950 -62%
UBS Group
45
UBS Group
Switzerland
$56K +$59K +2,883 New
Optiver Holding
46
Optiver Holding
Netherlands
$55K +$57.4K +2,805 New
FMP
47
Financial Management Professionals
Texas
$49K – – –
Vontobel Holding
48
Vontobel Holding
Switzerland
$49K – – –
GWSG
49
GPS Wealth Strategies Group
Colorado
$34K – – –
HI
50
Harbour Investments
Wisconsin
$32K +$9.88K +483 +42%
1
2
3 4 5

ARKX Hedge Fund Activity: Q3 2021 in Review

100 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ARK Space & Defense Innovation ETF (ARKX) for Q3 2021, worth a combined $36M — up 44% from $25M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new ARKX positions and 10 closed out — a net gain of 12 holders — while 24 added to existing stakes and 12 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $3.45M. The largest seller was Royal Bank of Canada, cutting an estimated $2M.

  • 100 institutional investors held ARK Space & Defense Innovation ETF (ARKX) as of Q3 2021, up from 89 in Q2 2021.
  • Funds reported $36M of ARK Space & Defense Innovation ETF stock for Q3 2021, up 44% quarter-over-quarter.
  • 22 funds opened new ARK Space & Defense Innovation ETF positions in Q3 2021 and 10 closed out, a net change of +12 holders.
  • The largest ARK Space & Defense Innovation ETF buyer in Q3 2021 was Jane Street, an estimated $3.45M added.
  • The largest ARK Space & Defense Innovation ETF seller in Q3 2021 was Royal Bank of Canada, an estimated $2M sold.

Based on aggregated 13F filings for Q3 2021.