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ARK Autonomous Technology & Robotics ETF

234 hedge funds and large institutions have $433M invested in ARK Autonomous Technology & Robotics ETF in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 72 increasing their positions, 80 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

84% more call options, than puts

Call options by funds: $24.9M | Put options by funds: $13.5M

2.14% less ownership

Funds ownership: 19.33%17.2% (-2.1%)

8% less funds holding

Funds holding: 253234 (-19)

10% less repeat investments, than reductions

Existing positions increased: 72 | Existing positions reduced: 80

28% less capital invested

Capital invested by funds: $599M → $433M (-$166M)

34% less first-time investments, than exits

New positions opened: 29 | Existing positions closed: 44

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

Holders
234
Holders Change
-19
Holders Change %
-7.51%
% of All Funds
4.1%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
29
Increased
72
Reduced
80
Closed
44
Calls
$24.9M
Puts
$13.5M
Net Calls
+$11.4M
Net Calls Change
-$22.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$58.1M -$7.9M -96,674 -11%
Morgan Stanley
2
Morgan Stanley
New York
$52.8M +$4.26M +52,129 +8%
Wells Fargo
3
Wells Fargo
California
$36.2M -$897K -10,974 -2%
LPL Financial
4
LPL Financial
California
$30.9M +$1.85M +22,662 +6%
BCM
5
Brookstone Capital Management
Illinois
$15.8M +$899K +10,996 +6%
Commonwealth Equity Services
6
Commonwealth Equity Services
Massachusetts
$13M +$388K +4,746 +3%
JWCA
7
J.W. Cole Advisors
Florida
$11.4M +$9.45M +115,623 +2,111%
Osaic Holdings
8
Osaic Holdings
Arizona
$11.2M -$5.72M -70,014 -33%
HFM
9
Hartford Financial Management
Connecticut
$10.3M -$273K -3,335 -2%
MIM
10
Miller Investment Management
Pennsylvania
$9.76M -$50.7M -620,684 -83%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$8.3M +$258K +3,154 +3%
PP
12
Prudential plc
United Kingdom
$8.09M -$1.85M -22,600 -18%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$7.83M -$3.52M -43,024 -30%
JP Morgan Chase
14
JP Morgan Chase
New York
$7.67M -$4.27M -52,232 -35%
Jane Street
15
Jane Street
New York
$7.26M +$70.6K +864 +0.9%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$6.04M -$971K -11,885 -13%
PAG
17
Private Advisor Group
New Jersey
$5.78M +$1.31M +16,078 +28%
Truist Financial
18
Truist Financial
North Carolina
$5.08M -$844K -10,325 -14%
RJA
19
Raymond James & Associates
Florida
$4.57M -$2.78M -33,960 -37%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$4.17M -$664K -8,130 -13%
HighTower Advisors
21
HighTower Advisors
Illinois
$4.14M +$101K +1,232 +2%
SWA
22
SOA Wealth Advisors
New York
$4.04M -$85K -1,040 -2%
SPC
23
Sigma Planning Corp
Michigan
$4.01M +$41.1K +503 +1%
HSBC Holdings
24
HSBC Holdings
United Kingdom
$3.78M +$34.1K +417 +0.9%
AWM
25
AE Wealth Management
Kansas
$3.66M -$1.03M -12,593 -21%

ARKQ Hedge Fund Activity: Q3 2021 in Review

234 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in ARK Autonomous Technology & Robotics ETF (ARKQ) for Q3 2021, worth a combined $433M — down 28% from $599M a quarter earlier.

Sellers outnumbered buyers: 44 funds closed out of ARKQ and 29 opened new positions — a net loss of 15 holders — while 80 trimmed existing stakes and 72 added.

The largest buyer was J.W. Cole Advisors, adding an estimated $9.45M. The largest seller was Miller Investment Management, cutting an estimated $50.7M.

  • 234 institutional investors held ARK Autonomous Technology & Robotics ETF (ARKQ) as of Q3 2021, down from 253 in Q2 2021.
  • Funds reported $433M of ARK Autonomous Technology & Robotics ETF stock for Q3 2021, down 28% quarter-over-quarter.
  • 29 funds opened new ARK Autonomous Technology & Robotics ETF positions in Q3 2021 and 44 closed out, a net change of -15 holders.
  • The largest ARK Autonomous Technology & Robotics ETF buyer in Q3 2021 was J.W. Cole Advisors, an estimated $9.45M added.
  • The largest ARK Autonomous Technology & Robotics ETF seller in Q3 2021 was Miller Investment Management, an estimated $50.7M sold.

Based on aggregated 13F filings for Q3 2021.