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ARK Innovation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
CWM
526
Compass Wealth Management
Connecticut
$767 – – –
HWM
527
HighMark Wealth Management
Minnesota
$762 – – –
WSFS
528
Wilmington Savings Fund Society
Delaware
$713 +$674 +15 New
FF
529
Friedenthal Financial
New Jersey
$618 – – –
SIC
530
SJS Investment Consulting
Ohio
$476 -$3.37K -75 -88%
TCM
531
Tradewinds Capital Management
Washington
$476 – – –
CFS
532
CGC Financial Services
Oregon
$475 – – –
MAM
533
Morse Asset Management
Connecticut
$475 +$449 +10 New
NSIM
534
North Star Investment Management
Illinois
$383 – – –
SFCL
535
Strengthening Families & Communities LLC
Massachusetts
$333 – – –
DFA
536
DHJJ Financial Advisors
Illinois
$143 -$449 -10 -77%
SWC
537
Spectrum Wealth Counsel
Indiana
$143 – – –
S
538
Sachetta
Massachusetts
$96 – – –
GCS
539
Gordian Capital (Singapore)
Singapore
$48 -$8.99K -200 -100%
AssetMark Inc
540
AssetMark Inc
California
$48 -$360 -8 -89%
MA
541
MCF Advisors
Kentucky
$48 – – –
NMG
542
New Millennium Group
Utah
$48 – – –
NC
543
NewSquare Capital
Pennsylvania
$3 – – –
Qube Research & Technologies (QRT)
544
Qube Research & Technologies (QRT)
United Kingdom
– -$20.7M -461,251 Closed
CAC
545
Cowen and Company
New York
– -$12.1M -275,950 Closed
CSD
546
Clear Street Derivatives
New York
– -$8.73M -198,598 Closed
Tudor Investment Corp
547
Tudor Investment Corp
Connecticut
– -$3.3M -75,000 Closed
FFS
548
Founders Financial Securities
Maryland
– -$2.73M -62,140 Closed
HI
549
Horizon Investments
North Carolina
– -$2.71M -61,694 Closed
DFA
550
DHK Financial Advisors
New Hampshire
– -$2.26M -45,160 Closed