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ARK Genomic Revolution ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.5M +$4.51M +142,455 +37%
UBS Group
2
UBS Group
Switzerland
$6.43M +$1.46M +46,079 +31%
LPL Financial
3
LPL Financial
California
$6.26M +$3.45M +108,861 +139%
SI
4
Stephens Inc
Arkansas
$3.47M +$3.28M +103,765 New
PC
5
Passport Capital
California
$3.34M +$3.17M +100,000 New
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$2.51M +$683K +21,583 +40%
PCM
7
Penserra Capital Management
California
$2.36M +$2.23M +70,484 New
EFS
8
Edelman Financial Services
Virginia
$2.35M -$163K -5,137 -7%
MIAN
9
Mariner Independent Advisor Network
Kansas
$2.06M +$1.96M +61,771 New
SCA
10
Snowden Capital Advisors
New York
$1.74M +$1.65M +52,006 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.59M +$694K +21,939 +86%
RJA
12
Raymond James & Associates
Florida
$1.55M +$797K +25,193 +119%
HighTower Advisors
13
HighTower Advisors
Illinois
$1.41M +$399K +12,608 +43%
CFA
14
Carroll Financial Associates
North Carolina
$1.2M -$36.9K -1,167 -3%
P3I
15
Progeny 3 Inc
Washington
$921K +$770K +24,330 +753%
BCM
16
Brookstone Capital Management
Illinois
$919K +$871K +27,504 New
SWM
17
SeaCrest Wealth Management
New York
$907K +$160K +5,054 +23%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$840K +$265K +8,371 +50%
Stifel Financial
19
Stifel Financial
Missouri
$670K +$45.4K +1,434 +8%
RWM
20
Raffa Wealth Management
District of Columbia
$602K +$570K +18,000 New
SB
21
Suntrust Banks
Georgia
$564K +$295K +9,328 +124%
PAG
22
Private Advisor Group
New Jersey
$564K +$534K +16,885 New
MML Investors Services
23
MML Investors Services
Massachusetts
$496K +$132K +4,171 +39%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$455K -$20.8K -658 -5%
AG
25
Advisor Group
Arizona
$448K +$364K +11,513 +601%