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ARES.PRB

Ares Management Corp 6.75% Series B Preferred Stock

Name Holding Trade Value Shares
Change
Change in
Stake
VOYA Investment Management
1
VOYA Investment Management
Georgia
$196M +$196M +3,561,900 New
Franklin Resources
2
Franklin Resources
California
$188M +$188M +3,418,671 New
BlackRock
3
BlackRock
New York
$142M +$142M +2,576,150 New
Calamos Advisors
4
Calamos Advisors
Illinois
$108M +$108M +1,970,915 New
SCM
5
Shaolin Capital Management
Florida
$80.8M +$78.9M +1,433,687 New
Wellington Management Group
6
Wellington Management Group
Massachusetts
$65.8M +$65.2M +1,184,535 New
Jane Street
7
Jane Street
New York
$63M +$63M +1,145,478 New
Fidelity Investments
8
Fidelity Investments
Massachusetts
$54.8M +$53.9M +979,370 New
Victory Capital Management
9
Victory Capital Management
Texas
$51.3M +$51.3M +932,141 New
Ameriprise
10
Ameriprise
Minnesota
$47.9M +$47.1M +857,020 New
ACM
11
Advent Capital Management
New York
$43.6M +$42.7M +775,783 New
T. Rowe Price Associates
12
T. Rowe Price Associates
Maryland
$42.5M – – –
CIEC
13
Crédit Industriel et Commercial
France
$34.6M +$34.4M +625,000 New
Norges Bank
14
Norges Bank
Norway
$33M +$33M +600,000 New
ClearBridge Investments
15
ClearBridge Investments
New York
$31.1M +$31M +564,328 New
Bank of America
16
Bank of America
North Carolina
$28M +$28M +509,253 New
MSL
17
Mackay Shields LLC
New York
$27.1M +$26.6M +484,147 New
State Street
18
State Street
Massachusetts
$27.1M +$26.8M +488,000 New
CCM
19
Context Capital Management
California
$26.1M +$26.1M +475,000 New
Lord, Abbett & Co
20
Lord, Abbett & Co
New Jersey
$22.3M – – –
Citigroup
21
Citigroup
New York
$17.2M +$17.2M +313,024 New
BCM
22
BlueCrest Capital Management
Jersey
$16.8M +$16.7M +304,460 New
Thrivent Financial for Lutherans
23
Thrivent Financial for Lutherans
Minnesota
$14.2M +$14M +254,200 New
AGC
24
Angelo Gordon & Co
New York
$12.3M +$12.1M +220,000 New
SIM
25
SSI Investment Management
California
$12.3M +$12M +219,060 New