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Ares Capital
ARCC

Name Holding Trade Value Shares
Change 		Change in
Stake
BWAM
201
Boyd Watterson Asset Management
Ohio
$913K -$10.8K -607 -1%
SIA
202
SeaBridge Investment Advisors
New Jersey
$851K -$1.78K -100 -0.2%
MDCM
203
Morgan Dempsey Capital Management
Wisconsin
$836K +$11.8K +661 +1%
TFA
204
Transamerica Financial Advisors
Florida
$824K -$96K -5,383 -10%
JAM
205
Jupiter Asset Management
United Kingdom
$821K -$555K -31,102 -40%
JHIU
206
Janus Henderson Investors US
Colorado
$819K -$503K -28,200 -38%
AG
207
Aperio Group
California
$800K +$810K +45,403 New
AIM
208
Assured Investment Management
New York
$784K +$794K +44,500 New
ICAS
209
Investors Capital Advisory Services
Massachusetts
$781K +$35.5K +1,992 +5%
NGA
210
Naples Global Advisors
Florida
$768K +$36.6K +2,050 +5%
BB
211
Bell Bank
North Dakota
$766K -$74.8K -4,195 -9%
CP
212
Camelot Portfolios
Ohio
$755K +$13.9K +780 +2%
CTA
213
Chesley Taft & Associates
Illinois
$746K +$212K +11,897 +39%
AC
214
Amici Capital
New York
$692K – – –
BFEC
215
Benjamin F. Edwards & Company
Missouri
$661K – – –
CC
216
Curian Capital
Colorado
$646K +$654K +36,662 New
CFA
217
Carroll Financial Associates
North Carolina
$636K +$253K +14,200 +65%
EIM
218
Emerson Investment Management
Massachusetts
$623K -$15.2K -850 -2%
EC
219
EJF Capital
Virginia
$617K -$2.94M -165,000 -83%
ANRIA
220
American National Registered Investment Advisor
Texas
$615K -$8.03K -450 -1%
WEC
221
Winslow Evans & Crocker
Massachusetts
$611K -$365K -20,477 -37%
BCM
222
Buckhead Capital Management
Georgia
$575K +$17.1K +957 +3%
SIM
223
SSI Investment Management
California
$570K +$166K +9,320 +41%
BIG
224
Blackthorn Investment Group
Kansas
$566K -$384K -21,525 -40%
KFC
225
Klingenstein Fields & Co
New York
$551K -$1.61K -90 -0.3%
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